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The Pathogen Hypothesis
June Kinoshita, with Brian Balin, Denah Appelt, Joseph Lyons, Ruth Itzhaki, and Curtis Dobson, led this live discussion on 1 July 2004. Readers are invited to submit additional comments by using our Comments form at the bottom of the page. Itzhaki RF, Wozniak MA, Appelt DM, Balin BJ. Infiltration of the
brain by pathogens causes Alzheimer’s disease. Neurobiol Aging
25(4);619-627. [View .pdf]
Little CS, Hammond CJ, MacIntyre A, Balin BJ, Appelt DM.
Chlamydia pneumoniae induces Alzheimer-like amyloid plaques in
brains of BALB/c mice. Neurobiol Aging 2004;25(4);419-429. [View .pdf]
Robinson, SR, Dobson, C, Lyons J. Challenges and directions for the pathogen hypothesis of Alzheimer's disease. Neurobiol Aging
2004; 629-637. [View .pdf]
June Kinoshita, with Brian Balin, Denah Appelt, Joseph Lyons, Ruth Itzhaki, and Curtis Dobson, led this live discussion on 1 July 2004. Readers are invited to submit additional comments by using our Comments form at the bottom of the page. View Transcript of Live Discussion — Posted 23 August 2006 View Comments By:
Stephen Robinson — Posted 1 July 2004
Moderator’s Summary: Pathogens as a Cause of Alzheimer’s Disease
By June Kinoshita
The notion that microbes such as herpes simplex virus
1 (HSV1) and Chlamydophila pneumoniae (Cp) could be
a causal factor in Alzheimer’s diseases would probably be
viewed by the main stream of AD researchers as being beyond
the pale. Although a small body of recent findings
has reported strikingly strong associations between these
pathogens and AD [1,7], subsequent attempts to replicate the
findings have met with mixed results (discussed in [10]). At
this juncture, it might be convenient to dismiss the hypothesis,
but as both sides of this debate session agreed, there are
plausible reasons for these discrepancies that deserve to be
resolved through further research. While opinions diverged
on the strength of evidence for and against the hypothesis,
there was a consensus that the possibility of common infectious
agents causing such a widespread scourge of old age
is one that is too important to ignore.
It may be of interest to step back from the specific merits
and future challenges of the pathogen hypothesis (which
the participants cover thoroughly in this issue) to ponder
changes in the medical culture that may have contributed to
the willingness of the debate participants and audience alike
to weigh the evidence dispassionately rather than to dismiss
the whole idea as being implausible on the face of it.
Most researchers today grew up in an era when microbes
were presumed to have been brought under human control.
The 19th and 20th centuries saw the microbial perpetrators
of the great killer diseases tracked down one by one and vanquished
with drugs and vaccines. Events over the past two
decades have rudely awakened medical science to the reality
that we have not, after all, advanced into the post-infectious
era. The AIDS pandemic and emergence of drug-resistant
tuberculosis, malaria and other scourges shocked us into realizing
that microorganisms have been far from conquered.
These devastating setbacks have driven home the fact that
we are engaged in an evolutionary arms race in which our
science and wits are pitted against the ability of microbes to
adapt to our most clever weapons.
In the same period, a microbe, Helicobacter pylori, came
to be accepted as causing duodenal ulcers and gastric cancers
[3]. Previously, ulcers were viewed as a classic degenerative
condition, the result of some toxic combination of
stress, chemical irritants and bad genes. The discovery of a
bacterial origin was greeted initially with hostility, but was
eventually hailed as marking a paradigm shift in the pathogenesis
of chronic diseases. More recently, another microbe,
C. pneumoniae, has come under suspicion for playing a role
not only in AD, but in atherosclerosis [2,5], the preeminent
chronic killer disease.
These may not be flukes, argues biologist Paul Ewald.
Ewald has championed a theory, first suggested by physicist
Gregory Cochran, that most, if not all, of the chronic
degenerative diseases of aging are microbial in origin [4].
While a great deal of effort is currently being invested in
pinpointing genes for late-onset Alzheimer disease, the evolutionary
argument holds that deleterious genetic mutations,
even those that are expressed late in life, cannot persist in
a population. Pathogens, in contrast, can persist indefinitely
because the host’s ability to evolve resistance to pathogens
is matched by the pathogens’ ability to keep shifting their
strategy for living off the host. Thus, Ewald writes, “If we
see chronic diseases that have commonly been causing damage
for a long time, the best bet is that they have infectious
causes” [6].
Evolutionary theory has yet to make inroads into the
thinking of most Alzheimer researchers. For the majority,
it is safe to assume that the idea that microorganisms can
cause Alzheimer’s stretches credulity. If pathogens were
responsible, one might well wonder how the culprits could
have escaped the scrutiny of generations of pathologists.
Microbes, however, are capable of astounding stealth. They
can insinuate themselves into host cells and genomes,
where they may lie latent and be very challenging to detect.
Microbes can also leave a trace in the host’s immune
memory, exerting lethal effects not through acute infection
but by triggering autoimmune responses through molecular
mimicry between microbial proteins and host proteins
[12].
While these are some compelling theoretical arguments
for taking the pathogen hypothesis seriously, the burden lies
with proponents to prove the theory, rather than with the indifferent
majority to disprove it. In this issue of Neurobiology
of Aging, Itzhaki et al. [7], present arguments in support
of the pathogen hypothesis, reviewing not only the positive
and negative studies that have sought evidence for HSV1 and
Cp in Alzheimer brains, but also discussing how pathogens
might interact with other known risk factors for AD, such as
APOE-α 4 genotype [8], aging, the immune system and trafficking
of pathogens into the central nervous system. The
companion article by Robinson et al. [10], points out some
important discrepancies in these studies and discusses major
arguments that could be made against the hypothesis,
such as whether it is compatible with the existence of inherited
forms of AD. The authors also make constructive
suggestions regarding future research. Clinical trials of antibiotics
or antiviral drugs, for example, could test whether
removing a putative pathogen has any effect on disease
progression.
As these articles make clear, these are still early days for
the pathogen hypothesis, and the proponents have their work
cut out for them. Both HSV1 and Cp are highly challenging
to detect, and disputes over their association with AD
are clouded by methodological issues. A rigorous effort to
test the hypothesis would profit from standardizing methods,
for example by distributing a uniform set of tissues
with positive and negative controls to determine whether all
of the laboratories involved are achieving equal levels of
sensitivity. The standard protocol should also require multiple
testing of each brain [11], preferably using diverse
methods.
An animal model that develops AD pathology and behavioral
deficits upon exposure to pathogens would help establish
the credibility of the hypothesis. The Balin laboratory
presented a mouse model that develops amyloid-beta deposits
in the brain following intranasal infection with Cp [9].
That study awaits publication and independently replication.
Finally, the hypothesis might be more readily accepted if its
advocates could clarify whether the two pathogens implicated
to date are acting through independent pathways, or
are involved in a common mechanism.
At the end of the day, one might ask, so what? Suppose
that microbes cause Alzheimer’s, how will that change
strategies for treating the disease? Proponents of the hypothesis
suggest that antimicrobial drugs or vaccines can be
marshaled to nip the disease in the bud. However, if microbes
turn out to work harm through amyloid-beta or non-specific
inflammatory responses, would not these remain the
better therapeutic targets? These questions probably cannot
be answered until more is known about whether and how
pathogens contribute to AD. Readers of Robinson et al.,
and Itzhaki et al., in this issue, are invited to consider the
facts and issues and decide whether it is worth enlarging
their imaginations to include microbes as potential players
in causing Alzheimer’s disease.
Note on Permissions: The background text for this live discussion, "Moderator’s summary: Pathogens as a cause of Alzheimer’s disease," by June Kinoshita, originally appeared in Neurobiology of Aging 25 (2004) 639–640. (See Science Direct). Articles by Robinson et al., Itzhaki et al., and Little et al. reprinted from Neurobiol Aging, 25, with permission from Elsevier.

More Recent Reference
Wozniak M, Mee A, Itzhaki R. Herpes simplex virus type 1 DNA is located within Alzheimer's disease amyloid plaques. J Pathol. 2008 Sep 18. Abstract
References
[1] Balin BJ, Gerard HC, Arking EJ, Appelt DM, Branigan PJ, Abrams
JT, et al. Identification and localization of Chlamydia pneumoniae in
the Alzheimer’s brain. Med Microbiol Immunol (Berl) 1998;187:23–
42. Abstract
[2] Campbell LA, Kuo CC. Chlamydia pneumoniae and atherosclerosis.
Semin Respir Infect 2003;18(March (1)):48–54. Abstract
[3] Cilley RE, Brighton VK. The significance of Helicobacter pylori
colonization of the stomach. Semin Pediatr Surg 1995;4(November
(4)):221–7. Abstract
[4] Cochran GM, Ewald PW, Cochran KD. Infectious causation of
disease: an evolutionary perspective. Perspect Biol Med 2000;43
(Spring (3)):406–48. Abstract
[5] de Boer OJ, van der Wal AC, Becker AE. Atherosclerosis,
inflammation, and infection. J Pathol 2000;190(3):237–43. Abstract
[6] Ewald P. Plague time. Anchor Books; 2002. p. 56.
[7] Itzhaki RF, Wozniak MA, Appelt DM, Balin BJ. Infiltration of the
brain by pathogens causes Alzheimer’s disease. Neurobiol Aging
2004; this issue. See .pdf above.
[8] Itzhaki RF, Dobson CB, Lin WR, Wozniak MA. Association of
HSV1 and apolipoprotein E-varepsilon4 in Alzheimer’s disease. J
Neurovirol 2001;7(December (6)):570–1. Abstract
[9] Little CS, Hammond CJ, MacIntyre A, Balin BJ, Appelt DM.
Chlamydia pneumoniae induces Alzheimer-like amyloid plaques in
brains of BALB/c mice. Neurobiol Aging 2004;25(4), in press. See .pdf above.
[10] Robinson SR, Dobson C, Lyons J. Challenges and directions for the
pathogen hypothesis of Alzheimer’s disease. Neurobiol Aging 2004;
this issue. See .pdf above.
[11] Smieja M, Mahony JB, Goldsmith CH, Chong S, Petrich A,
Chernesky M. Replicate PCR testing and probit analysis for detection
and quantitation of Chlamydia pneumoniae in clinical specimens. J
Clin Microbiol 2001;39(May (5)):1796–801. Abstract
[12] Zhao ZS, Granucci F, Yeh L, Schaffer PA, Cantor H. Molecular
mimicry by herpes simplex virus-type 1: autoimmune disease after
viral infection. Science 1998;279(February (5355)):1305. Abstract
Additional References
Macdonald AB. Alzheimer's neuroborreliosis with trans-synaptic spread of infection and neurofibrillary tangles derived from intraneuronal spirochetes. Med Hypotheses. 2006 Oct 19. Abstract
Higuchi Md et al. Trypanosoma cruzi trans-sialidase as a new therapeutic tool in the treatment of chronic inflammatory diseases: possible action against mycoplasma and chlamydia. Med Hypotheses. 2004 Jan 1;63(4):616-23. Abstract
Hill JM, Steiner I, Matthews KE, Trahan SG, Foster TP, Ball MJ. Statins lower the risk of developing Alzheimer's disease by limiting lipid raft endocytosis and decreasing the neuronal spread of Herpes simplex virus type 1. Med Hypotheses. 2005;64(1):53-58. Abstract
Mori I, Kimura Y, Naiki H, Matsubara R, Takeuchi T, Yokochi T, Nishiyama Y. Reactivation of HSV-1 in the brain of patients with familial Alzheimer's disease. J Med Virol. 2004 Aug ; 73(4):605-11. Abstract
Perry VH. The influence of systemic inflammation on inflammation in the brain: implications for chronic neurodegenerative disease. Brain Behav Immun. 2004 Sep 1;18(5):407-13. Abstract
See also Forum Discussion: The Pathogen Hypothesis—Challenging the Primacy of Genetics in Late-Onset Alzheimer Disease
Question from Joy K.—Posted 20 July 2004
Has anyone tested the use of antibiotics for Alzheimer's patients? My
mother was diagnosed with the disease more than seven years ago. Although
she quit after the diagnosis, she was a heavy smoker most of her life,
which resulted in congestion problems. Over the last seven years she was
given antibiotics several times. Each time her condition improved
dramatically. When she stopped the medication she reverted back to the
way she was before. She is now in the last stages of her disease and
refuses to eat or drink. She was sent to the emergency room and not
expected to survive the night. They gave her and antibiotic drip and
by the next day she was fighting to go home. She recognized us, was
able to put three words together, and understood and responded to
everything we said to her. She even played a little joke on my sister,
pretending to be dead and then jump up laughing because she scared her.
She has not been this responsive in close to a year! I attribute it
to the antibiotic drip. In the past when she took antibiotics orally
she significantly improved but the drip seemed to really make a huge
difference. I hope something can be done to research this. I am
trying to tell everyone I can. Please let me know if this has been
researched.
Reply from Brian Balin, Ph.D., Philadelphia College of Osteopathic
Medicine—Posted 20 July 2004
Remarkably, this is something that has been recognized by clinicians
for many, many years. I have innumerable accounts from individuals who
have reported on exactly the same response. There have been reports
back to me of individuals who have not spoken for years that have
"recovered" this ability following antibiotic therapy. Is the response
specific to treating an infection systemically or in the brain, or does
it have to do with an anti-inflammatory action of the antibiotics? We
just don't have the answers to these questions at this time. In my
estimation, there has to be a mandate in this for performing clinical
trials based on the antibiotic approach. Hopefully, we can convince the
NIH or big pharma that these trials would be worthwhile.
Question from Allen Cox—Posted 30 July 2004
Several Alzheimer's patients have had postmortem studies done and the Lyme spirochete has been found in the brain embedded in neurons.
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Comment by: Stephen Robinson
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Submitted 1 July 2004
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Posted 1 July 2004
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When will the pathogen hypothesis catch on?
The idea that Alzheimer's disease is caused by a pathogen which invades the brain has been around for decades, but this notion has never attracted serious attention from mainstream researchers. It is often dismissed because "if AD was really caused by a virus or bacteria, they would have found it by now, and in any case everyone knows that AD is not contagious—it only affects the aged". This reasoning overlooks the fact that the vast majority of diseases known to humanity are caused by pathogens, including quite a few that affect cognitive function, either directly (eg. HIV-1) or indirectly (eg. hepatitis). That the pathogen has not yet been identified is hardly surprising. After all, it took thousands of researchers, two decades and many billions of dollars to reach the conclusion that amyloid deposition does not cause AD. The marginalization of the pathogen hypothesis has stymied research in this area, and much of the supporting data which exists was generated on a pauper's budget, doing credit to the tenacity...
Read more
When will the pathogen hypothesis catch on?
The idea that Alzheimer's disease is caused by a pathogen which invades the brain has been around for decades, but this notion has never attracted serious attention from mainstream researchers. It is often dismissed because "if AD was really caused by a virus or bacteria, they would have found it by now, and in any case everyone knows that AD is not contagious—it only affects the aged". This reasoning overlooks the fact that the vast majority of diseases known to humanity are caused by pathogens, including quite a few that affect cognitive function, either directly (eg. HIV-1) or indirectly (eg. hepatitis). That the pathogen has not yet been identified is hardly surprising. After all, it took thousands of researchers, two decades and many billions of dollars to reach the conclusion that amyloid deposition does not cause AD. The marginalization of the pathogen hypothesis has stymied research in this area, and much of the supporting data which exists was generated on a pauper's budget, doing credit to the tenacity of proponents such as Ruth Itzhaki, Brain Balin and Mel Ball.
Since the leading proponents of the amyloid deposition hypothesis capitulated (Hardy and Selkoe, 2002), the Alzheimer's field has been left in a vacuum. Sure we still have the 'oligomeric amyloid hypothesis' the 'inflammation hypothesis' and the 'oxidative stress hypothesis' but when one looks beyond the hype it is clear that they merely describe a facet of AD, not its cause. They cannot explain for example, the spatiotemporal spread of plaques and tangles, why certain neurotransmitter types are preferentially affected, or why particular pathways in the brain are selectively targeted. They cannot account for the non-cognitive behavioural disturbances (eg sundowning), or the predilection for old age, and they struggle to explain why ApoE4 is the major genetic risk factor.
The pathogen hypothesis by contrast, offers explanations for all facets of AD, and for this reason it deserves serious consideration. The pathogen hypothesis was showcased in a debate at the second Challenging Views of Alzheimer's Disease conference in July, 2003. As an 'outsider' I was astounded to discover that despite three decades of publications by its proponents, not a single skeptic had taken the pathogen hypothesis seriously enough to write a critique. With colleagues Curtis Dobson and Joseph Lyons, we have now written that critique (Robinson et al., 2004). It is clear to us that much research remains to be done before a strong case can be established, yet it is equally evident that many important questions and issues are ripe for investigation. Certainly there are enough indirect observations to pique the interest of any objective researcher, including reports in the past few months of HSV-1 in the brain tissue of AD patients (Denaro et al., 2003; Mori et al., 2004).
Who knows, perhaps one day we will be able to immunize against AD!
References:
Denaro, F.J., Staub, P., Colmer, J. and Freed, D.M. (2003) Coexistence of Alzheimer disease neuropathology with herpes simplex encephalitis. Cell Mol Biol (Noisy-le-grand). 49: 1233-40.
Hardy, J., and Selkoe, D.J. (2002) The amyloid hypothesis of Alzheimer's disease: progress and problems on the road to therapeutics. Science. 297: 353-6.
Mori, I., Kimura, Y., Naiki, H., Matsubara, R., Takeuchi, T., Yokochi, T. and Nishiyama, Y. (2004) Reactivation of HSV-1 in the brain of patients with familial Alzheimer's disease. J. Med. Virol., 73: 605-11.
Robinson, S.R., Dobson, C. and Lyons, J. (2004) Challenges and directions for the pathogen hypothesis of Alzheimer's disease. Neurobiol. Aging, 25: 629-637.
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