Perhaps…yes? At first blush, this is the tentative conclusion one must draw if the results of two presentations yesterday on the formal analysis of Elan’s AN-1792 vaccine are both right. The presentations were part of the 9th International Conference on Alzheimer’s Disease and Related Disorders, which ended earlier today here in Philadelphia. One group reported no overall cognitive improvement but upward trends in visual memory. Another jolted the audience by showing dramatic pictures of how patients who made antibodies in response to the vaccine clearly lost more brain volume than did patients who did not respond or were on placebo. Yes, you read it right: Responders had more brain shrinkage than non-responders. In the packed lecture hall, this counter-intuitive result led to a palpable sense of “I-told-you-so” and some snickering among those who doubt the wisdom of this approach. It left the presenters looking, for the moment, a bit sheepish as they tried to explain the paradox of how it could be that a treatment can stabilize thinking while apparently reducing gray matter. Last time most people checked, serial brain volumetry was considered a measure of continuing deterioration in AD.

The field has eagerly awaited results of this 27-center trial for two years, ever since dosing ended early because of encephalitis in about six percent of patients (see ARF related news story and ongoing Alzforum coverage since then). The surprising imaging result presented yesterday stirred up the audience enough to make this session arguably the liveliest in what has otherwise become a large and scripted conference that leaves little room for public discussion at the end of oral presentations.

Here is a summary of the data. Sid Gilman of the University of Michigan, Ann Arbor, first presented overall results of this phase2a trial of the AN-1792 vaccine containing pre-aggregated Aβ plus the adjuvant WS-21. The primary objective of the trial was to establish safety and tolerability, as well as first-pass efficacy data. “Responders” were pre-defined as patients who mounted an antibody response of a given size; the assessments included, among others, ADAS-cog, MMSE, clinical dementia rating (CDR), and brain volumetry. A secondary objective was to study the immune response generated by the vaccine, and changes in CSF Aβ and tau levels. The trial took place in the U.S. and Europe. Three hundred outpatients with mild-to-moderate AD who had had the disease for an average of four years received vaccine or placebo injections. The original protocol called for six shots, but after the encephalitis turned up, the company ended dosing so that the patients ended up receiving between one and three doses total (274 patients received two shots.) The investigators kept the study blinded for 12 months to exclude bias from the analysis.

Of the 300 patients, 59 mounted an antibody response. In the cognitive analysis, the investigators compared placebo, responders, and non-responders at baseline versus 12 months. Overall, they did not find significant differences between the placebo and responder groups, Gilman said. When investigators looked at performance in individual tests, they found that there appeared to be a trend. In four different Wechsler visual memory tests, those on placebo deteriorated as expected, while the responders showed small improvements, Gilman said. Only the result of one such test, the Wechsler verbal-delayed test, was statistically significant. In all other memory tests, the placebo group worsened more quickly than did responders, but none of these differences were statistically significant. Tests of executive function showed no differences.

When the investigators broke up the 59 responders into a group that made low antibody titers and one that made high titers, they saw no difference between patients on placebo and the non-responders, less decline in the low-responder group, and small improvement in the high-responder group. Subgroup analysis lowers power and tends to prompt heated discussion about what the numbers mean.

The CSF measurements showed no difference in Aβ levels but a reduction of tau in the responders. Most of the neuropathology findings were reported in this space already (see James Nicoll’s presentation in the ARF St. Moritz conference summary). The news since then is that two additional autopsy cases show broadly similar results. One, analyzed by Eliezer Masliah’s group at University of San Diego, California, showed focal depletion of plaques but persistent tangles, some lymphocyte infiltration and Aβ immunoreactivity. The other, presented here in Philadelphia in a separate talk by Nicoll, of University of Southampton in England, is of a person who died from a cardiac aneurysm only four months after getting the vaccine. That case shows considerable amyloid still in place but signs of active phagocytosis, i.e., abundant microglia surrounding the plaques with gobs of Aβ inside them, as well as some astroglia. In all, neuropathology on two cases with encephalitis and two without is available to date. The Masliah case is in press; for the second Nicoll case the manuscript is in preparation.

Overall, Gilman concluded that despite its difficulties, the trial had established a proof of concept that amyloid immunotherapy can elicit an immune response that leads to clearance of amyloid.

It was Nick Fox, of the Institute of Neurology, London, however, who delivered the big surprise when he presented results of the MRI component of the trial. The original protocol called for volume measurements at baseline, 12, and 15 months. After the encephalitis turned up, it was revised to drop the third scan. The investigators took three MRI measures. Whole brain measurement has relatively low resolution but the scan-rescan error is low and matching scan-rescan images has been automated. A patient with AD typically loses 20 to 25 milliliters per year, Fox said. Hippocampal measurement affords higher resolution but also has a higher error rate and requires manual outlining of the structure. AD patients typically lose three to six percent of hippocampal volume per year. Finally, ventricular enlargement complements the first two measures. It is less sensitive to artifact and changes by about 5 ml per year in AD patients, according to Fox.

The 288 patients who had paired scans included 57 on placebo and 45 responders. Fox said he reviewed all scans blinded to subject and time point. When the blind came off, the results fell out this way: Antibody responders had greater decrease in brain volume than did people on placebo. Correlation to titer showed that the more antibodies a patient had, the more volume they lost. Brain ventricles enlarged more in high responders than low responders. All three measures were highly statistically significant. High responders also showed more hippocampal loss, but this result was not statistically significant. Some people lost up to 60 ml from their brains. In relating brain volume changes to cognitive performance, Fox said that high responders had a better outcome even though they lost more brain volume and their ventricles enlarged more. They also had the largest drop in tau. The groups were balanced at baseline, and patients on placebo had volume changes exactly like what would be expected from the literature; non-responders fell in with those on placebo.

How to explain this surprising result? The brain volume loss could represent accelerated neuronal loss, perhaps as a result of sub-clinical encephalitis. Fox considers this unlikely because of the fall in CSF tau and the stable cognitive performance. Another possibility is that the brain collapses around areas of cleared amyloid, and the measured volume loss reflects the volume of the removed amyloid itself. Fox did not argue this point strongly, and questions from the audience and comments later on expressed doubt that the removed amyloid could account for this much volume change. There is disagreement about how much amyloid there is in brain, and ways of measuring it vary, but several researchers said that it is in the range of at most a gram. The brain loss could reflect fluids, or perhaps something else entirely is going on, some underlying qualitative change in the brain that the imaging did not visualize. See more on this puzzle below.

There has been intense research on various imaging approaches to diagnose and track the progression of AD. Indeed, brain volumetry has become a contender in the imaging field’s current efforts to agree on, standardize, and validate one or a couple of broadly accepted, robust measures as a consensus biomarker. To most casual observers, at least, shrinkage in cortex and hippocampus coupled with enlargement of the ventricles implies that AD is getting worse. But up until now, brain imaging research has been conducted separately from treatment trials, as trials are just starting to include a brain imaging component. Consequently, the apparent contradiction between cognition and imaging came as a surprise to many. Some researchers noted that perhaps animal studies of immunotherapy could help clarify this issue more quickly than future trials.

The session ended with this mischievous question from Peter Davies to Nick Fox: “If I treat a group of patients with an anti-tangle drug, will you cut me the same amount of slack?” Fox: “Yes!”

If you think the story ends here, hang on for three more paragraphs. Today, in the last session of the conference, Roger Nitsch of the University of Zurich presented the two-year follow-up in the analysis of the Swiss cohort of 30 patients, which his group conducts independently of the trial as a whole. This space has covered much of Nitsch’s presentation before (see ARF St. Moritz conference summary; ARF New Orleans summary). Here is what’s new since then: Nitsch’s team imaged their patients at the Zurich site, and they have completed a third scan on them. Like Fox, the Swiss researchers also see brain shrinkage, and the patients with the most robust cognitive stabilization had the most antibodies and also the most brain volume loss.

However, this volume loss ended after about a year, and the two-year scan showed a slight increase again. Then the team’s neuropsychologist conducted a Wechsler test of visual memory that draws on hippocampal function. “We have patients that are better now on it than they were at the beginning of the trial. I ask the audience, could this be a neuroregenerative effect?” Nitsch asked provocatively. It is important to note that at 2.8 percent (p=0.05), the reported uptick in brain volume appears to fall barely outside of the confidence interval. This group of high-responders numbers 11 patients, and all have had a second-year scan. It appeared to this writer as if the high responders and their comparison group who had not had an antibody response (n=3) did not start out with the same volume at baseline, so this data must be considered preliminary. Nitsch's group is continuing to follow their patients closely and expect to scan their brains again at future time points.

For now, Nitsch offered this speculative proposition: As the amyloid burden is cleared out, the brain also might shed some of the astrocytosis that typically accompanies AD. (In an earlier lecture at this conference, Stephen Paul of Eli Lilly and Co. had shown evidence suggesting that astrocytes clear amyloid; prior work on astrocytes and amyloid phagocytosis includes Wyss-Coray et al., 2003). The volume taken up by amyloid plus astrocytosis, plus other factors, would come closer to explaining the volume loss, Nitsch added. Privately, other neurologists agreed this possibility is worth testing.

Elan is continuing to develop immunotherapy approaches, as are academic laboratories and other companies. Elan has begun a phase 1 safety trial of a passive vaccine. As always, we invite comments and corrections.—Gabrielle Strobel.


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  1. Wow!

  2. Unfortunately I couldn't make this conference but the reports are fascinating. We have argued for some time that certain plaque types are particularly dense (e.g. fibrillar and dense-core plaques) and act as microscopic 'space-forming' lesions. Double-labelling immunohistochemical experiments have shown that the denser plaques effectively displace normal axons and dendrites, with the aberrant regenerative axonal pathology likely to follow from squeezing and constriction of axons (eg Dickson et al., 1999; Vickers et al., 2000; Adlard et al., 2002). Removing the plaques may be effective at reducing the aberrant regenerative response, but won't alleviate damage already done to the neurons of origin of these axons. Thus, it is unlikely that there will be significant therapeutic benefit for established AD cases (i.e., damage is already done).

    In light of the data regarding increased atrophy in A-beta immunized individuals, it may not be due to the absolute loss in weight of the deposit, rather the reduction in space that follows clearance of thousands (if not millions) of space-forming lesions, perhaps also accompanied by a reduced inflammatory reaction associated with the damage done by the space-forming lesion. It would be fascinating to examine the morphology of nerve cells following removal of the dense plaques.


    . Neurochemical diversity of dystrophic neurites in the early and late stages of Alzheimer's disease. Exp Neurol. 1999 Mar;156(1):100-10. PubMed.

    . The cause of neuronal degeneration in Alzheimer's disease. Prog Neurobiol. 2000 Feb;60(2):139-65. PubMed.

    . The effects of taxol on the central nervous system response to physical injury. Acta Neuropathol. 2000 Aug;100(2):183-8. PubMed.

  3. I believe it is the time to finally admit that Elan’s AN-1792 trial is a failure! There is no clear evidence on cognitive benefits, neither on global measures nor on neuropsychological tests; moreover, in a subset of subjects a potentially fatal complication emerged (encephalitis) and, now, after Nick Fox's report we became aware that vaccination seems to accelerate the rate of brain atrophy... The major unsolved problem is the mechanism and, hopefully, it will be vigorously looked for before anybody starts a new trial. Maybe cases of encephalitis might give us a hint on the mechanism of the vaccine toxicity. Isn't it possible that in fact an inflammatory response (of one sort or another) occurs invariably in all vaccinated subjects but only in some leads to clinically significant symptoms?
    By the way, very interesting and mostly ignored results were shown on Tuesday the 20th with oral vaccination by the Japanese group (Takeshi Tabira, Hideo Hara; oral session 03-06). What is really impressive about this particular research group is that they're NOT planning an immediate trial in humans once highly promising results in mice have been achieved (notably, no signs of an inflammatory response whatsoever..). They have decided to go to primates first, a very reasonable and cautious approach.

  4. The summary by Gabrielle Strobel was nicely done. One further aspect from Sid Gilman's talk was that although a Z score for all cognitive tests showed the treatment group better than placebo as summarized, the ADAS-Cog score for the responder immunized group was -3.8, compared to -2.7 for placebo. Thus, a widely accepted test more focused on cognitive decline in Alzheimer disease correlates with the loss of brain volume. Immunization against a protein that has a natural function seems inadvisable with 3 strikes: greater cognitive decline, even more brain loss and risk of encephalitis. In baseball, wiser managers try new talent. Perhaps it's time for better funding for competitors of the amyloid hypothesis.

  5. The brain volume changes in patients who were immunized and developed antibodies is interesting, but perhaps not so surprising in retrospect when the information available from the neuropathology is taken into account. You might predict (1) an initial transient phase (days to weeks) of brain swelling due to activation of microglia and edema (fluid retention), followed by (2) a reduction in brain volume due partly to resolution of this inital reaction and partly due to removal of plaques (Aβ and all the other plaque-associated proteins), and shrinkage and/or removal of the microglia and plaque-associated astrocytes, followed by (3) stabilization or even increased volume if regeneration occurs. This sequence of events would seem to fit with what we know so far from the imaging and the neuropathology.


News Citations

  1. Human Aβ Vaccine Snagged by CNS Inflammation
  2. St. Moritz: Part 5. Vaccine, Microglia, NGF News Fill in Neuroimmunology Picture
  3. New Orleans: Immunotherapy—The Game Is Still in Town

Paper Citations

  1. . Adult mouse astrocytes degrade amyloid-beta in vitro and in situ. Nat Med. 2003 Apr;9(4):453-7. PubMed.

Further Reading


  1. . Effects of A{beta} immunization (AN1792) on MRI measures of cerebral volume in Alzheimer disease. Neurology. 2005 Apr 7; PubMed.