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PIB-PET Biomarker Study Confirms Bapineuzumab Lowers Amyloid
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5 March 2010. For more than a decade, industry and academia together have sunk many millions of dollars into the prospect that antibodies glomming onto Aβ peptides could help shrink amyloid plaques in the brains of Alzheimer disease patients. At last, live brain imaging confirms this does happen—in people receiving an investigational drug at doses similar to those used in ongoing Phase 3 AD trials. Using positron emission tomography (PET), “this study demonstrates for the first time the effect of an [immunotherapy] AD drug on pathological changes of the disease in living patients,” said Juha Rinne, University of Turku, Finland. Rinne led the study published online March 1 in Lancet Neurology. It remains to be seen whether amyloid clearance by this treatment, a humanized monoclonal anti-Aβ antibody known as bapineuzumab, brings measurable clinical improvement. Still, the demonstration that bapineuzumab works as expected biologically is a key proof of concept for the field and should expand possibilities for earlier treatment and prevention trials. (One much smaller study had previously shown a PIB and CSF biomarker change in response to treatment with phenserine; see Kadir et al., 2008).
In an 18-month Phase 2 trial of 234 mild to moderate AD patients, bapineuzumab did not offer clear clinical benefit, though a post-hoc analysis revealed that a subgroup of ApoE4 non-carriers fared better on some cognitive measures and experienced fewer adverse effects (ARF conference report and Salloway et al., 2009; see also Wilcock, 2010 commentary for more on ApoE4 angle). This trial did not include live brain imaging, which meant the researchers were giving antibody to participants without knowing how much amyloid existed in their brains at baseline, or how much was cleared by the treatment. The current study was designed as a small pilot trial to see whether PET imaging using the amyloid tracer Pittsburgh Compound B (PIB) could detect reduction of brain amyloid in AD patients treated with the compound, said senior investigator Michael Grundman of Elan Pharmaceuticals, South San Francisco. “The objective of this study was really very limited,” he said. “We wanted to see whether bapineuzumab was doing what it was supposed to do.
In the pilot study, 28 people with mild to moderate AD received intravenous bapineuzumab or placebo at doses of 0.5, 1, or 2 mg/kg every 13 weeks for up to 18 months (78 weeks). Beyond the PET-PIB imaging, participants underwent a range of other assessments, including clinical lab tests, fluorodeoxyglucose (FDG)-PET to measure glucose metabolism in the brain, cognitive/behavioral tests, volumetric and safety MRI, and, in those who agreed to spinal taps, cerebrospinal fluid (CSF) measurements of tau, phospho-tau, and Aβ42. As the primary endpoint, the researchers looked for changes in brain amyloid levels, measured by PIB-PET in six cortical areas, at weeks 20, 45, and 78 relative to baseline.
In participants receiving bapineuzumab, brain amyloid load declines reached statistical significance in all six brain regions, with overall amyloid load dropping on average 8.5 percent over 78 weeks compared to baseline. In the placebo group, PIB-PET detected a 16.9 percent rise in average brain amyloid over the study’s duration, adding up to a 25 percent difference between the groups. “For the first time, a study gives us a realistic indication of the amount of amyloid reduction over a 1- to 1.5-year period with these doses of immunotherapy,” Murali Doraiswamy, Duke University Medical Center, Durham, North Carolina, told ARF. “Until now, I don't think anyone knew.” Doraiswamy added, though, that the magnitude of amyloid clearance is “modest and far less than expected from prior autopsy studies of immunized patients and animal studies.” Immunization with Aβ peptides sharply reduced pathology in AD transgenic mice (Schenk et al., 1999 and ARF related news story), and brain autopsy of a trial participant who had received Elan’s ill-fated Aβ peptide vaccine (AN1792) showed that plaques had virtually vanished from large swaths of the brain (Nicoll et al., 2003 and ARF related news story).
The ultimate test lies in whether treatment with Aβ antibodies offers functional benefit. “At the end of the day, one can clear all the amyloid in the brain and if the patient does not improve, it still is not a useful therapy,” noted Doraiswamy, who has received research grants from, and served as a scientific adviser to, companies developing amyloid-based therapies or PET imaging methods. “I would like to see whether
patients with the most amyloid cleared from their brains also had the biggest clinical improvement. That would be very important for the field,” he said. “That's a huge missing link.”
Based on follow-up analysis of participants from Elan’s AN1792 active immunotherapy program, which halted at Phase 2a because 6 percent of subjects developed encephalitis, it is not entirely clear whether those who responded to the Aβ vaccine fared better or worse clinically. Several studies of the Phase 2a cohort suggest that responders held their own in activities of daily living better than did placebo-treated patients (Vellas et al., 2009; Gilman et al., 2005 and ARF related news story). However, an analysis of eight people from the much smaller Phase 1 study concluded that clearance of plaques by full-length Aβ42 vaccination did not correlate with slowing of disease (Holmes et al., 2008 and ARF related news story).
In the current analysis, though cognitive and behavioral tests were included, the authors emphasize that it was designed as a biomarker study and was not powered to assess clinical outcomes. “Clinical outcomes are so noisy that we really couldn't evaluate correlations between the PIB and the clinical outcomes,” Grundman said. “Hopefully the Phase 3 trials will be able to speak to that issue.” This reporter pressed both Grundman and Rinne on this point, but both insisted on waiting for more data.
Lon Schneider, University of Southern California, Los Angeles, agrees it would be imprudent to measure clinical outcomes in a trial of this size. “I would distinguish the very small pharmacologic study from the clinical efficacy trial,” said Schneider, who was not involved in this study but has consulted for its sponsors. “If we could measure clinical efficacy with 28 patients, we wouldn't need to do trials with a thousand patients.”
Rather, this pilot study highlights “the sensitivity of this kind of imaging technique,” Rinne said. “Even with a small number of patients, you can really see if the drug has an effect on brain amyloid.” Demonstrating the proposed biologic activity of a treatment at its proposed site of action in the body is a technical step in the drug development process that is sometimes neglected in AD drug development.
This should help efforts to target people at earlier stages of disease, eventually even those with pathological brain changes who have yet to develop cognitive symptoms, said Grundman. “Now we can give a drug to milder patients and monitor for amyloid reduction and for what effects that has clinically over time.”
Even in the current study, PIB-PET imaging likely affected the outcome by enabling the investigators to scrap potential participants on the basis of their baseline amyloid load. About 15 percent of the patients screened for this study did not meet inclusion criteria because their PIB-PET scan showed insufficient brain amyloid. Rinne noted that these people may not necessarily have been PIB-negative, but had to be excluded for not meeting pre-specified cortex-to-cerebellum ratios of PIB retention in all three required brain areas. It may be that some met the criteria in one or two areas and would have later developed high amyloid in the third, he suggested. “In the future, it would be very interesting to follow up on patients who for some reason have low PIB uptake—to see whether they have pathologically proven AD or something else, and whether they will develop amyloid later during the course of disease,” Rinne told ARF.
In Doraiswamy’s view, the study’s positive result likely hinged on the ability to exclude people based on brain amyloid load. “This shows the power of PET amyloid imaging to select people who have pathology in order to maximize your chance of a drug effect,” he wrote in an e-mail to ARF. “Prior to this, we were treating AD patients blindly, without knowing how much amyloid they had in their brains—a bit like treating people with a statin without knowing their cholesterol level.” (See full comment below.)
Several issues may yet complicate the use of PET amyloid imaging in future early intervention and prevention studies. In an accompanying commentary, Sam Gandy, Mount Sinai School of Medicine, New York, wrote that PIB binds fibrillar but not oligomeric Aβ, though growing evidence suggests the latter may be the most neurotoxic in AD. Furthermore, Doraiswamy cautioned, large-scale imaging studies are likely to use 18F-labeled amyloid tracers with longer half-life than the current 11C-labeled PIB, and varying methods for computing amyloid load with these tracers may cause determinations of “normal” and “abnormal” to differ between studies. He presented Phase 2 multicenter data on Avid Radiopharmaceuticals’ F18 amyloid agent, florbetapir (formerly known as AV-45), at the 2009 International Conference on Alzheimer’s Disease in Vienna (ARF conference report), and expects that Phase 3 validation data on this tracer will be reported later this year. “Once the validation is complete, it will really jumpstart the use of the PET amyloid imaging in secondary and primary prevention trials of both drugs and lifestyle interventions. It will also give us more insight into the role of amyloid in aging and dementia, and allow us to test mechanistic hypotheses,” he wrote.—Esther Landhuis.
References:
Rinne JO, Brooks DJ, Rossor MN, Fox NC, Bullock R, Klunk WE, Mathis CA, Blennow K, Barakos J, Okello AA, de Liano SR, Liu E, Koller M, Gregg KM, Schenk D, Black R, Grundman M. (11)C-PiB PET assessment of change in fibrillar amyloid-beta load in patients with Alzheimer's disease treated with bapineuzumab: a phase 2, double-blind, placebo-controlled, ascending-dose study. Lancet Neurol. 2010 Feb 26. Abstract
Gandy S. Testing the hypothesis of Alzheimer’s disease in vivo. Lancet Neurol. 2010 Feb 26. Abstract
Wilcock GK. Bapineuzumab in Alzheimer’s disease: where now? Lancet Neurol. 2010 Feb;9(2):134-6. Abstract
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Comments on News and Primary Papers |
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Comment by: P. Murali Doraiswamy (Disclosure)
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Submitted 5 March 2010
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Posted 5 March 2010
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This is a very impressive study. It is the kind of pilot biomarker study that every top investigator dreams of doing, and kudos to the team that did it.
I noticed some 15 percent of AD patients were dropped from entering the trial because the scan showed they did not have sufficient amyloid in the brain. Without dropping these people, the study would likely have had no chance of showing a positive result and might have also exposed more people to risks. This shows the power of PET amyloid imaging to select people who have pathology in order to maximize your chance of a drug effect. Prior to this, we were treating AD patients blindly without knowing how much amyloid they had in their brains, a bit like treating people with a statin without knowing their cholesterol level.
With regard to the bapineuzumab therapy, the magnitude of amyloid clearance seems consistent and real, but at around 20 percent is modest. That is far less than was expected from prior autopsy studies of immunized patients or animal studies which suggested the vaccines might have a much bigger...
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This is a very impressive study. It is the kind of pilot biomarker study that every top investigator dreams of doing, and kudos to the team that did it.
I noticed some 15 percent of AD patients were dropped from entering the trial because the scan showed they did not have sufficient amyloid in the brain. Without dropping these people, the study would likely have had no chance of showing a positive result and might have also exposed more people to risks. This shows the power of PET amyloid imaging to select people who have pathology in order to maximize your chance of a drug effect. Prior to this, we were treating AD patients blindly without knowing how much amyloid they had in their brains, a bit like treating people with a statin without knowing their cholesterol level.
With regard to the bapineuzumab therapy, the magnitude of amyloid clearance seems consistent and real, but at around 20 percent is modest. That is far less than was expected from prior autopsy studies of immunized patients or animal studies which suggested the vaccines might have a much bigger effect. This is a new insight and we might need to lower our expectations. The potential promise with this technology is that we might be able to test how different doses of therapy affect amyloid clearance at an early stage, allowing companies to select the most optimal dose for definitive trials.
Going beyond amyloid, at the end of the day, one can clear all the amyloid in the brain and if the patient does not improve, it still is not a useful therapy. So what's missing is for the field to now show that clearing amyloid eventually leads to a meaningful cognitive and functional benefit for the individual.
Some minor methodologic issues: differences at baseline in cognition and amyloid burden (not unexpected in small studies) between treatment groups add a bit of uncertainty as to interpretation. The method for computing standardized uptake values relative to cerebellum (i.e., the amyloid ratios) varies slightly from one study to another, and one sees different ratios being called normal or abnormal. This makes it hard to compare findings across studies and across tracers. So I think we need head-to-head comparisons and also some standardization of the way one determines a positive from a negative scan.
At HAI and AAN in Toronto, and ICAD in Honolulu, we will see lots of new data on these tracers in terms of cognitive correlates in normals and MCI subjects. I also expect AVID's florbetapir (formerly known as AV-45) will be the first to present validation data from a multicenter autopsy study. Once the validation is complete, this will really jumpstart the use of PET amyloid imaging in secondary and primary prevention trials of both drugs and lifestyle interventions. It will also give us more insight into the role of amyloid in aging and dementia, and allow us to test mechanistic hypotheses.
View all comments by P. Murali Doraiswamy
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Primary Papers: 11C-PiB PET assessment of change in fibrillar amyloid-beta load in patients with Alzheimer's disease treated with bapineuzumab: a phase 2, double-blind, placebo-controlled, ascending-dose study.
Comment by: George Perry (Disclosure)
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Submitted 5 April 2010
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Posted 6 April 2010
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I recommend this paper
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Comments on Related Papers |
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Related Paper: Clinical effects of A{beta} immunization (AN1792) in patients with AD in an interrupted trial.
Comment by: Andre Delacourte
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Submitted 21 April 2005
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Posted 21 April 2005
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I recommend this paper
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Related Paper: Long-term effects of Abeta42 immunisation in Alzheimer's disease: follow-up of a randomised, placebo-controlled phase I trial.
Comment by: Paul Coleman, ARF Advisor
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Submitted 27 July 2008
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Posted 29 July 2008
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I recommend this paper
Once more we see that plaques are a poor correlate of cognitive status in AD. This does not, however, preclude a role for other manifestations (or "flavors") of APP in the pathophysiology of AD. View all comments by Paul Coleman
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Related Paper: Long-term effects of Abeta42 immunisation in Alzheimer's disease: follow-up of a randomised, placebo-controlled phase I trial.
Comment by: Lary Walker, ARF Advisor
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Submitted 29 July 2008
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Posted 31 July 2008
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I recommend this paper
It is worth reading the comments on this paper that have already been posted on Alzforum. This thorough analysis of the long-term effects of the (foreshortened) Elan Aβ-immunization trial (AN1792) in the U.K. is both sobering and, to the BAPtists among us, a bracing challenge. Why, if Aβ plaques are being removed, does cognition continue to deteriorate in immunized AD patients? Both Holmes et al. and the accompanying commentary by St. George-Hyslop and Morris nicely summarize the potential reasons for this disappointment, from the technical (too few subjects to draw firm conclusions) to the mechanistic (e.g., if dementia has already set in, the treatment is too late, or it is necessary to target Aβ oligomers).
These comments should be taken seriously, as they encapsulate key issues that must be addressed if the Aβ cascade hypothesis (or at least the future of immunization therapy) is to survive this trial. To the opponents of the Aβ cascade hypothesis, it might seem that we Aβ stalwarts run the risk of straining a hand-waving muscle right now,...
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It is worth reading the comments on this paper that have already been posted on Alzforum. This thorough analysis of the long-term effects of the (foreshortened) Elan Aβ-immunization trial (AN1792) in the U.K. is both sobering and, to the BAPtists among us, a bracing challenge. Why, if Aβ plaques are being removed, does cognition continue to deteriorate in immunized AD patients? Both Holmes et al. and the accompanying commentary by St. George-Hyslop and Morris nicely summarize the potential reasons for this disappointment, from the technical (too few subjects to draw firm conclusions) to the mechanistic (e.g., if dementia has already set in, the treatment is too late, or it is necessary to target Aβ oligomers).
These comments should be taken seriously, as they encapsulate key issues that must be addressed if the Aβ cascade hypothesis (or at least the future of immunization therapy) is to survive this trial. To the opponents of the Aβ cascade hypothesis, it might seem that we Aβ stalwarts run the risk of straining a hand-waving muscle right now, but the evidence supporting a primary role of Aβ in disease pathogenesis remains considerable and compelling. Perhaps, as St. George-Hyslop and Morris say, a pluralistic approach will be necessary to address the complex degenerative process, but I believe that a monotherapy eventually will emerge from a deeper understanding of the disease process, particularly in the early stages of AD.
The future of the immunization approach to AD (or of any disease-modifying approach, for that matter) may well lie in prevention. But who will run the lengthy and expensive trials that are needed to determine whether it will work? And will the resolve to test preventive measures be weakened by the failure of therapeutic trials conducted long after the disease has begun to take its toll on the subjects?
View all comments by Lary Walker
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Related Paper: A phase 2 multiple ascending dose trial of bapineuzumab in mild to moderate Alzheimer disease.
Comment by: Martin Ingelsson
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Submitted 30 December 2009
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Posted 30 December 2009
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Although the outcome maybe wasn’t as good as had been hoped for, the Phase 2 study on Bapineuzumab, a humanized anti-Aβ monoclonal antibody, provided novel perspectives to the field of immunotherapy against Alzheimer disease. The study enrolled 234 patients with mild to moderate disease, and these were randomly assigned to intravenous antibody infusion or placebo in four dose cohorts (0.15, 0.5, 1.0, or 2.0 mg/kg). After completing the protocol with six infusions, the patients were assessed after 1.5 years. Although no significant differences were found in the primary efficacy analyses, slight differences in cognition could be seen among ApoE ε4 non-carriers. Unfortunately, vasogenic edema occurred in 10 percent of the treated patients and was more frequent in ApoE ε4 carriers who received the higher doses. Ongoing large separate Phase 3 studies on ε4 carriers and ε4 non-carriers, respectively, will be crucial for treatment evaluation—and teach us more about which patients can gain from passive anti-Aβ immunotherapy.
View all comments by Martin Ingelsson
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Comments on Related News |
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Related News: Trials and TribulationsAutopsy Reveals Pros and Cons of AD Vaccine
Comment by: Alexei R. Koudinov
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Submitted 24 March 2003
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Posted 25 March 2003
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I recommend the Primary Papers
Please navigate to my BMJ comment on this contribution with the followng clickable link:
Alzheimer's disease vaccine danger: take it straightforward, not double-edged.
Alexei R. Koudinov
BMJ online (23 March 2003) [ FullText
]
View all comments by Alexei R. Koudinov
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Related News: Atorvastatin, Vaccine Trial Data Published
Comment by: Tobias Hartmann
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Submitted 16 May 2005
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Posted 16 May 2005
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In response to the paper by Sparks et al.: Recently, several studies reported an absence of noticeable effects on cognition in treated AD patients. All of these studies had as a common denominator the use of low or moderate statin dosages, and for most of these studies treatment extended 3 months or less. Results were disappointing; apart from occasional indications of altered APP processing, no indications of altered cognitive performance were observed (1,2,3).
However, a study by Friedhof and Buxbaum with healthy volunteers already indicated that altering APP processing may require higher levels of statins in humans (4).
This was confirmed and extended by a pilot study (prospective, double blind, placebo-controlled) designed to evaluate whether cerebral Aβ levels respond to statin treatment (5). Following 6 months of high-level simvastatin treatment (80 mg), a significant drop in CSF Aβ was found in the statin-treated AD group. Potentially more important, the decline in MMSE performance was significantly reduced as compared to the placebo-treated group....
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In response to the paper by Sparks et al.: Recently, several studies reported an absence of noticeable effects on cognition in treated AD patients. All of these studies had as a common denominator the use of low or moderate statin dosages, and for most of these studies treatment extended 3 months or less. Results were disappointing; apart from occasional indications of altered APP processing, no indications of altered cognitive performance were observed (1,2,3).
However, a study by Friedhof and Buxbaum with healthy volunteers already indicated that altering APP processing may require higher levels of statins in humans (4).
This was confirmed and extended by a pilot study (prospective, double blind, placebo-controlled) designed to evaluate whether cerebral Aβ levels respond to statin treatment (5). Following 6 months of high-level simvastatin treatment (80 mg), a significant drop in CSF Aβ was found in the statin-treated AD group. Potentially more important, the decline in MMSE performance was significantly reduced as compared to the placebo-treated group. However, no difference in ADAS-cog was observed and the data indicated that patients in the moderate AD group profited less than those with mild AD from this experimental therapy. With the limited number of patients (20 statin-treated + 17 controls completed the trial), several questions where left open. Would moderate AD patients profit from longer treatment? Would other statins show similar effects? Most importantly, would other trials with a comparable design be able to repeat these findings?
Although the number of treated patients still remains low (26 statin-treated patients + 22 controls completed the trial), Larry Sparks et al. now present very informative answers to several of these questions:
- For a study of this size, the most careful way to approach the data might be to address the combined effect first. For this study, this provides a very clear answer. There is a profound trend in the statin-treated group to perform better than the placebo-treated patients.
- Although it is far too early to compare effectiveness of different statins, it becomes obvious that different statins, at least simvastatin and atorvastatin, apparently have a potential to reduce cognitive decline in AD patients.
- MMSE, ADAS-cog, and CGIC results indicate that treatment duration is important. Differences between the treated and placebo groups become apparent only after 6 months, but no differences were seen after 3 months. It is interesting in this respect that rodent data indicate that cholesterol turnover in the brain is very slow (approx. 4-6 months in rodents). Following the first 6 months, the decline appeared to follow the slope of the placebo-treated group. It will now be very important to break down the data into mild and moderate AD. However, the limited trial size may not permit the researchers to do so.
- In combination with the low/moderate dose trials, the two 80 mg AD trials indicate that the response is dose-dependent.
Taken together, one can only congratulate Larry Sparks et al. for this breakthrough. Nevertheless, one has to keep in mind that all of the above-mentioned studies are pilot trials designed to give direction, not to provide final answers. Of course, many open questions remain. The top three on my list are: Can we go below 80 mg when treatment is done for longer times? Would it help to treat AD patients earlier, as our pilot study indicated? Finally, if patients are treated as soon as the diagnosis becomes possible, would the remaining regenerative potential of the brain prevent further disease progression?
Fortunately, all of these questions can be addressed relative safely. Several studies are ongoing which, unlike the previous studies, are powered to answer these questions. It is the results of such studies that may allow us to eventually come to final conclusions regarding the use of statins in prevention and therapy of AD.
References:
1. Hoglund K, Wiklund O, Vanderstichele H, Eikenberg O, Vanmechelen E, Blennow K. Plasma levels of beta-amyloid(1-40), beta-amyloid(1-42), and total beta-amyloid remain unaffected in adult patients with hypercholesterolemia after treatment with statins.
Arch Neurol. 2004 Mar;61(3):333-7.
Abstract
2. Sjogren M, Gustafsson K, Syversen S, Olsson A, Edman A, Davidsson P, Wallin A, Blennow K. Treatment with simvastatin in patients with Alzheimer's disease lowers both alpha- and beta-cleaved amyloid precursor protein.
Dement Geriatr Cogn Disord. 2003;16(1):25-30.
Abstract
3. Ishii K, Tokuda T, Matsushima T, Miya F, Shoji S, Ikeda S, Tamaoka A. Pravastatin at 10 mg/day does not decrease plasma levels of either amyloid-beta (Abeta) 40 or Abeta 42 in humans.
Neurosci Lett. 2003 Oct 30;350(3):161-4.
Abstract
4. Buxbaum JD, Cullen EI, Friedhoff LT. Pharmacological concentrations of the HMG-CoA reductase inhibitor lovastatin decrease the formation of the Alzheimer beta-amyloid peptide in vitro and in patients.
Front Biosci. 2002 Apr 1;7:a50-9.
Abstract
5. Simons M, Schwarzler F, Lutjohann D, von Bergmann K, Beyreuther K, Dichgans J, Wormstall H, Hartmann T, Schulz JB. Treatment with simvastatin in normocholesterolemic patients with Alzheimer's disease: A 26-week randomized, placebo-controlled, double-blind trial.
Ann Neurol. 2002 Sep;52(3):346-50.
Abstract
View all comments by Tobias Hartmann
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Related News: Atorvastatin, Vaccine Trial Data Published
Comment by: Dominic Walsh, ARF Advisor
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Submitted 16 May 2005
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Posted 16 May 2005
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The analysis of a subset of patients for whom CSF samples were available before and after production of anti-Aβ antibodies suggests that successful immunization with Aβ may retard further neurodegeneration. Although the number of patients studied is very small, the veracity of these findings is supported by recent animal modeling studies from the laboratories of Frank La Ferla and Karen Ashe. View all comments by Dominic Walsh
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Related News: Atorvastatin, Vaccine Trial Data Published
Comment by: Benjamin Wolozin, ARF Advisor (Disclosure)
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Submitted 17 May 2005
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Posted 17 May 2005
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This week marks publication of a provocative study by Sparks et al. (Sparks et al., 2005). This study suggests that treatment with atorvastatin reduces the progression of Alzheimer disease (AD) in subjects with mild to moderate forms of the disease. The results show benefits that are statistically significant in multiple categories, including ADAS-COG, GDS, and activities of daily living. In many ways, the results observed by Sparks et al. reproduce results observed in a study reported by Simons et al. three years ago, where they treated patients with mild to moderate Alzheimer disease with simvastatin and observed significant reductions in β amyloid levels and significant decrease in the rate of cognitive loss (Simons et al., 2002). These two small studies both provide evidence that statins can prevent the decline in cognitive function in subjects with mild to moderate Alzheimer disease.
The positive results observed by Sparks and Simons contrast sharply with the negative results reported by the PROSPER study and the Heart Study Group (Shepherd et al., 2002; Group...
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This week marks publication of a provocative study by Sparks et al. (Sparks et al., 2005). This study suggests that treatment with atorvastatin reduces the progression of Alzheimer disease (AD) in subjects with mild to moderate forms of the disease. The results show benefits that are statistically significant in multiple categories, including ADAS-COG, GDS, and activities of daily living. In many ways, the results observed by Sparks et al. reproduce results observed in a study reported by Simons et al. three years ago, where they treated patients with mild to moderate Alzheimer disease with simvastatin and observed significant reductions in β amyloid levels and significant decrease in the rate of cognitive loss (Simons et al., 2002). These two small studies both provide evidence that statins can prevent the decline in cognitive function in subjects with mild to moderate Alzheimer disease.
The positive results observed by Sparks and Simons contrast sharply with the negative results reported by the PROSPER study and the Heart Study Group (Shepherd et al., 2002; Group 2002). For simplicity, I will refer to the studies by Sparks et al. and Simons et al. as "Alzheimer studies," and I will refer to the studies for PROSPER and Heart Study Group as "cardiovascular," although I am aware that the cardiovascular studies had a significant neurologic component. The cardiovascular studies were originally designed to examine the effects of statins on the incidence of cardiovascular disease, and the investigators added on a cognitive component to examine whether statins might also influence the incidence of Alzheimer disease. The seemingly contradictory results among the cardiovascular studies and the Alzheimer studies raise important questions that beg resolution. While we do not currently know the reason for the contradictory results, these studies differ in important respects, which could provide important clues for future and current studies testing the efficacy of statins in AD.
The subject populations differed greatly between the cardiovascular studies (PROSPER and the Heart Study Group) and the Alzheimer studies (Sparks et al. and Simons et al.). The cardiovascular studies were truly massive studies, one with ~9,000 subjects initially (2,891 treated with pravastatin) and the other with ~20,000 subjects initially (~10,000 treated with simvastatin). In comparison, the two Alzheimer studies were small. The study by Sparks examined 56 subjects (25 treated subjects completing the study), while the study by Simons examined 37 subjects (17 treated) (Sparks et al., 2005; Simons et al., 2002). However, the actual number of Alzheimer cases studied in each group was surprisingly similar. Only 31 subjects (0.3 percent) of the subjects in the Heart PROSPER Study were characterized as having Alzheimer disease, and the PROSPER study did not specifically list people with the diagnosis of Alzheimer disease (Shepherd et al., 2002; Group 2002).
The differing numbers of patients among the two types of studies reflect an important conceptual difference between the cardiovascular and Alzheimer studies. The study by Sparks et al. sought to measure progression of AD. Because of the focus on progression of symptoms, Sparks and colleagues designed their study to carefully quantify cognitive function among the study participants. The Simons study also quantified progression of cognitive loss in Alzheimer subjects, although the level of detail was far less than that documented by Sparks and colleagues. By contrast, the cardiovascular studies did not strongly address the issue of Alzheimer disease. The PROSPER study looked at cognitive decline among the entire cohort of subjects, which is a general measure that does not specifically address the pathophysiology of Alzheimer disease. It is possible that any effect relevant to Alzheimer disease was lost among the signal of other factors contributing to cognitive decline. The Heart Study Group examined the incidence of Alzheimer disease rather than progression of the disease. Because of this objective, the cardiovascular studies simply assessed whether there was dementia, which is a binary "yes/no" measure. I believe that if the results of Sparks et al. are borne out by future studies, the distinction between looking at progression of cognitive loss in Alzheimer cases, rather than incidence of Alzheimer disease or cognitive loss in the general population, will be key factors.
A second important difference might lie in dosing; I have heard other investigators mention this as a significant consideration. I do not know how important this issue is, but it is well worth considering. The cardiovascular studies utilized doses of statins that were at the moderate end of the recommended doses (up to 40 mg QD of simvastatin or pravastatin). In contrast, Sparks and colleagues used dosing that is on the moderate to high end (40/80 mg) of recommended dosing. This difference could have important consequences. Studies by Sparks et al., Friedhoff et al., Simons et al., and Hogland et al. have all examined the effects of statins on Aβ levels (Sparks et al., 2005; Friedhoff et al., 2001; Hoglund et al., 2004; Simons et al., 2002). Sparks used a relatively high dose of atorvastatin (40/80 mg QD) and has reported at meetings a dose-dependent reduction in Aβ. Friedhoff used a high dose of slow release lovastatin, and observed a reduction in Aβ levels associated with statin use (Friedhoff et al., 2001). In contrast, Hoglund et al. used doses of statins on the lower end of the recommended range (20 mg atorvastatin QD or 40 mg simvastatin QD) and failed to observe a reduction of Aβ levels with statin use (Simons et al., 2002). The confusing aspect of this issue is that Simons and colleagues also used 40 mg QD of simvastatin and observed a reduction in Aβ. Although not entirely consistent, these results raise the possibility that higher levels of statins might exert effects relevant to AD not observed with lower doses of statins. If true, use of lower doses of statins might also contribute to the negative outcome of the cardiovascular studies with respect to prevention of Alzheimer disease. However, this argument is quite tenuous.
It is possible that the small sample sizes of the Sparks and Simons studies contributed to false positive results. However, it is also possible that the results from both the cardiovascular studies and the Alzheimer studies are real. How could this be? Perhaps statins reduce the progression of AD, but do not prevent the incidence of AD and also do not prevent other forms of dementia. Our current knowledge of the pathophysiology of AD does not provide a clear mechanism for distinguishing between processes that might occur earlier in the disease process, and be associated with incidence of AD, from those that occur later in the disease and be associated with progression of existing disease. However, these studies might be identifying just such a distinction.
References:
Friedhoff LT, Cullen EI, Geoghagen NS, Buxbaum JD. Treatment with controlled-release lovastatin decreases serum concentrations of human beta-amyloid (A beta) peptide.
Int J Neuropsychopharmacol. 2001 Jun;4(2):127-30. Abstract
Heart Protection Study Group. MRC/BHF Heart Protection Study of cholesterol lowering with simvastatin in 20,536 high-risk individuals: a randomised placebo-controlled trial. Lancet. 2002 Jul 6;360(9326):7-22. Abstract
Hoglund K, Wiklund O, Vanderstichele H, Eikenberg O, Vanmechelen E and Blennow K. Plasma Levels of Beta-Amyloid(1-40), Beta-Amyloid(1-42), and Total Beta-Amyloid Remain Unaffected in Adult Patients With Hypercholesterolemia After Treatment With Statins. Arch Neurol. 2004 Mar;61(3):333-7. Abstract
Shepherd J, Blauw GJ, Murphy MB, Bollen EL, Buckley BM, Cobbe SM, Ford I, Gaw A, Hyland M, Jukema JW, Kamper AM, Macfarlane PW, Meinders AE, Norrie J, Packard CJ, Perry IJ, Stott DJ, Sweeney BJ, Twomey C, Westendorp RG; PROSPER study group. PROspective Study of Pravastatin in the Elderly at Risk. Pravastatin in elderly individuals at risk of vascular disease (PROSPER): a randomised controlled trial. Lancet. 2002 Nov 23;360(9346):1623-30. Abstract
Simons M, Schwarzler F, Lutjohann D, von Bergmann K, Beyreuther K, Dichgans J, Wormstall H, Hartmann T, Schulz JB. Treatment with simvastatin in normocholesterolemic patients with Alzheimer's disease: A 26-week randomized, placebo-controlled, double- blind trial. Ann Neurol. 2002 Sep;52(3):346-50. Abstract
Sparks DL, Sabbagh MN, Connor DJ, Lopez J, Launer LJ, Browne P, Wasser D, Johnson-Traver S, Lochhead J, Ziolwolski C. Atorvastatin for the Treatment of Mild to Moderate Alzheimer Disease: Preliminary Results. Arch Neurol. 2005 May;62(5):753-7. Abstract
View all comments by Benjamin Wolozin
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Related News: Atorvastatin, Vaccine Trial Data Published
Comment by: Tobias Hartmann
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Submitted 18 May 2005
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Posted 19 May 2005
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Just a quick note on dosing in the statin studies. The Simons study used 80 mg simvastatin; 40 mg were used for the first month, then patients were put to 80 mg. One reason for doing this was that at the time the study was initiated, the use of 80 mg simvastatin was rather new and we anticipated that it would be safer to start with a lower dose. By now, it appears that this was an overly cautious procedure.
This puts the dosing of the Alzheimer sudies, which found a beneficial cognitive response in a distinct group, using at least twice the statin amount than other studies which did not observe a beneficial effect. Ben Wolozin very importantly raises the point of lower doses in respect to "beneficial side effects" and to prevention.
View all comments by Tobias Hartmann
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Related News: Atorvastatin, Vaccine Trial Data Published
Comment by: Anne Fagan, ARF Advisor
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Submitted 19 May 2005
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Posted 23 May 2005
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In this recent paper, Sparks and colleagues have reported encouraging preliminary data showing a beneficial effect of statin treatment on cognitive decline due to probable AD. Suggestions of a link between cholesterol metabolism and AD have come from many scientific arenas over the years, but have yet to be fully elucidated. Results from epidemiological studies have shown an association between hypercholesterolemia and AD, but the data have been mixed (Jarvik et al., 1995; Kalmijn et al., 1997; Kuo et al., 1998; Notkola et al., 1998; Romas et al., 1999). The initial retrospective studies showing reduced AD/dementia risk with statin use were very provocative (Jick et al., 2000; Wolozin et al., 2000); however, results from more recent prospective studies of statin use have been mixed (Group, 2002; Shepherd et al., 2002; Sparks et al., 2005). Clearly, many variables can contribute to the outcome of such studies, including clinical characteristics of the patient population, specific statin, dosage and length of treatment, clinical and biological outcome measures, and so on. Results...
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In this recent paper, Sparks and colleagues have reported encouraging preliminary data showing a beneficial effect of statin treatment on cognitive decline due to probable AD. Suggestions of a link between cholesterol metabolism and AD have come from many scientific arenas over the years, but have yet to be fully elucidated. Results from epidemiological studies have shown an association between hypercholesterolemia and AD, but the data have been mixed (Jarvik et al., 1995; Kalmijn et al., 1997; Kuo et al., 1998; Notkola et al., 1998; Romas et al., 1999). The initial retrospective studies showing reduced AD/dementia risk with statin use were very provocative (Jick et al., 2000; Wolozin et al., 2000); however, results from more recent prospective studies of statin use have been mixed (Group, 2002; Shepherd et al., 2002; Sparks et al., 2005). Clearly, many variables can contribute to the outcome of such studies, including clinical characteristics of the patient population, specific statin, dosage and length of treatment, clinical and biological outcome measures, and so on. Results from animal studies demonstrating alterations in AD-related pathology in response to high-fat diets or cholesterol-lowering drugs are compelling (Howland et al., 1998; Refolo et al., 2000; Fassbender et al., 2001; Refolo et al., 2001), and the in vitro data showing cholesterol effects on Aβ generation provide a plausible mechanistic explanation (Simons et al., 1998; Frears et al., 1999; Fassbender et al., 2001).
The preliminary findings described in the current paper are certainly promising in terms of identifying a possible clinical therapy, but the mechanism of action remains to be defined. The pleiotrophic effects of statins, including inflammatory and vascular effects, could conceivably impact AD pathogenesis. The authors themselves acknowledge the possibility of a non-cholesterol-lowering mechanism for the observed effect on cognition. In terms of the possible Aβ connection, it would be interesting to know if CSF and/or plasma levels of Aβ in their cohort were altered with statin use, comparing levels at study entry with levels at the time of study completion. This would provide some insight into effects on Aβ metabolism as a possible mechanism of action.
Despite the abundant literature suggesting a connection between cholesterol metabolism and AD-related processes, I am still not convinced that the effects of hypercholesterolemia or statin use on cognitive or biological (e.g., plaque load, Aβ levels) outcomes involve cholesterol per se. We recently reported a lack of effect of endogenous plasma cholesterol levels on brain Aβ levels and pathology in the PDAPP mouse model of AD (Fagan et al., 2004). We wanted to test the role of plasma cholesterol levels on Aβ pathology in this model without resorting to the use of non-physiologic high-fat diets (known to cause pathology in multiple systems) or pharmacologic manipulations with drugs with possible pleiotrophic effects (e.g., statins). To do this, we took a genetic approach and bred PDAPP mice with mice lacking ApoA1. ApoA1-null mice have severely reduced plasma cholesterol levels (by ~75 percent) due to the virtual absence of HDL, the primary lipoprotein in mice. Despite a marked reduction in plasma (and brain, ~40 percent) cholesterol levels in PDAPP/ApoA1-/- mice, Aβ-related parameters were not changed. Furthermore, while plasma ApoE levels actually increased in PDAPP/ApoA1-/- mice compared to littermate controls, brain ApoE levels remained unchanged. We hypothesized that it is perhaps the level of brain ApoE, and not the level of brain or plasma cholesterol per se that influences Aβ metabolism, and by extension, perhaps dementia risk. In view of the published literature, it is conceivable that effects of high-fat diets and statin treatment previously attributed to cholesterol may actually be due to altered levels of brain ApoE. High-fat diets not only increase the level of cholesterol, but also ApoE, in the brain (Sparks et al., 1995; Howland et al., 1998; Wu et al., 2003), and statins decrease them both (Naidu et al., 2002; Petanceska et al., 2003). Thus, it has not been possible to distinguish putative effects of cholesterol from those of ApoE in the many studies published to date. Does this mechanistic nuance have any bearing on whether statins will have therapeutic value in AD? No, probably not. Consideration of this alternative hypothesis does, however, open up the possibility of additional targets (e.g., ApoE) that warrant exploration, and cautions against an automatic presumption of a cholesterol mechanism in the hypercholesterolemia/statin/AD connection.
References:
Fagan A, Christopher E, Taylor J, Parsadanian M, Spinner M, Watson M, Fryer J, Wahrle S, Bales K, Paul S, Holtzman D. ApoAI deficiency results in marked reductions in plasma cholesterol but no alterations in amyloid-beta pathology in a mouse model of Alzheimer's disease-like cerebral amyloidosis.
Am J Pathol. 2004 Oct;165(4):1413-22.
Abstract
Fassbender K, Simons M, Bergmann C, Stroick M, Lutjohann D, Keller P, Runz H, Kuhl S, Bertsch T, Von Bergmann K, Hennerici M, Beyreuther K, Hartmann T. Simvastatin strongly reduces levels of Alzheimer's disease beta -amyloid peptides Abeta 42 and Abeta 40 in vitro and in vivo.
Proc Natl Acad Sci U S A. 2001 May 8;98(10):5856-61. Epub 2001 Apr 10.
Abstract
Frears E, Stephens D, Walters C, Davies H, Austen B. The role of cholesterol in the biosynthesis of beta-amyloid.
Neuroreport. 1999 Jun 3;10(8):1699-705.
Abstract
Heart Protection Study Collaborative Group. MRC/BHF Heart Protection Study of cholesterol lowering with simvastatin in 20,536 high-risk individuals: a randomised placebo-controlled trial.
Lancet. 2002 Jul 6;360(9326):7-22. Abstract
Howland D, Trusko S, Savage M, Reaume A, Lang D, Hirsch J, Maeda N, Siman R, Greenberg B, Scott R, Flood D. Modulation of secreted beta-amyloid precursor protein and amyloid beta-peptide in brain by cholesterol.
J Biol Chem. 1998 Jun 26;273(26):16576-82.
Abstractc
Jarvik J, Wijsman E, Kukull W, Schellenberg G, Yu C, Larson E. Interactions of apolipoprotein E genotype, total cholesterol level, age, and sex in prediction of Alzheimer's disease: a case-control study.
Neurology. 1995 Jun;45(6):1092-6.
Abstract
Jick H, Zornberg G, Jick S, Seshadri S, Drachman D. Statins and the risk of dementia.
Lancet. 2000 Nov 11;356(9242):1627-31. Erratum in: Lancet 2001 Feb 17;357(9255):562.
Abstract
Kalmijn S, Launer L, Ott A, Witteman J, Hofman A, Breteler M. Dietary fat intake and the risk of incident dementia in the Rotterdam Study.
Ann Neurol. 1997 Nov;42(5):776-82.
Abstract
Kuo Y, Emmerling M, Bisgaier C, Essenburg A, Lampert H, Drumm D, Roher A. Elevated low-density lipoprotein in Alzheimer's disease correlates with brain Abeta 1-42 levels.
Biochem Biophys Res Commun. 1998 Nov 27;252(3):711-5.
Abstract
Naidu A, Xu Q, Catalano R, Cordell B. Secretion of apolipoprotein E by brain glia requires protein prenylation and is suppressed by statins.
Brain Res. 2002 Dec 20;958(1):100-11.
Abstract
Notkola I, Sulkava R, Pekkanen J, Erkinjuntti T, Ehnholm C, Kivinen P, Tuomilehto J, Nissinen A. Serum total cholesterol, apolipoprotein E epsilon 4 allele, and Alzheimer's disease.
Neuroepidemiology. 1998;17(1):14-20.
Abstract
Petanceska S, Papolla M, Refolo L. (2003) Modulation of Alzheimer's amyloidosis by statins: Mechanisms of action. Curr Med Chem-Immun, Endoc & Metab Agents 3:233-243.
Refolo L, Pappolla M, Malester B, LaFrancois J, Bryant-Thomas T, Wang R, Tint G, Sambamurti K, Duff K. Hypercholesterolemia accelerates the Alzheimer's amyloid pathology in a transgenic mouse model.
Neurobiol Dis. 2000 Aug;7(4):321-31. Erratum in: Neurobiol Dis 2000 Dec;7(6 Pt B):690.
Abstract
Refolo L, Pappolla M, LaFrancois J, Malester B, Schmidt S, Thomas-Bryant T, Tint G, Wang R, Mercken M, Petanceska S, Duff K. A cholesterol-lowering drug reduces beta-amyloid pathology in a transgenic mouse model of Alzheimer's disease.
Neurobiol Dis. 2001 Oct;8(5):890-9.
Abstract
Romas S, Tang M, Berglund L, Mayeux R. ApoE genotype, plasma lipids, lipoproteins, and AD in community elderly.
Neurology. 1999 Aug 11;53(3):517-21.
Abstract
Shepherd J, Blauw G, Murphy M, Bollen E, Buckley B, Cobbe S, Ford I, Gaw A, Hyland M, Jukema J, Kamper A, Macfarlane P, Meinders A, Norrie J, Packard C, Perry I, Stott D, Sweeney B, Twomey C, Westendorp R. Pravastatin in elderly individuals at risk of vascular disease (PROSPER): a randomized controlled trial.
Lancet. 2002 Nov 23;360(9346):1623-30.
Abstract
Simons M, Keller P, De Strooper B, Beyreuther K, Dotti C. Cholesterol depletion inhibits the generation of beta-amyloid in hippocampal neurons.
Proc Natl Acad Sci U S A. 1998 May 26;95(11):6460-4.
Abstract
Sparks D, Liu H, Gross D, Scheff S. Increased density of cortical apolipoprotein E immunoreactive neurons in rabbit brain after dietary administration of cholesterol.
Neurosci Lett. 1995 Mar 3;187(2):142-4.
Abstract
Sparks D, Sabbagh M, Connor D, Lopez J, Launer L, Browne P, Wasser D, Johnson-Traver S, Lochhead J, Ziolwolski C. Atorvastatin for the treatment of mild to moderate Alzheimer disease: preliminary results.
Arch Neurol. 2005 May;62(5):753-7.
Abstract
Wolozin B, Kellman W, Ruosseau P, Celesia G, Siegel G. Decreased prevalence of Alzheimer disease associated with 3-hydroxy-3-methyglutaryl coenzyme A reductase inhibitors.
Arch Neurol. 2000 Oct;57(10):1439-43.
Abstract
Wu C, Liao P, Lin C, Kuo C, Chen S, Chen H, Kuo Y. Brain region-dependent increases in beta-amyloid and apolipoprotein E levels in hypercholesterolemic rabbits.
J Neural Transm. 2003 Jun;110(6):641-9.
Abstract
View all comments by Anne Fagan
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Related News: Atorvastatin, Vaccine Trial Data Published
Comment by: Sarah L. Cole, Robert Vassar, ARF Advisor
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Submitted 25 May 2005
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Posted 25 May 2005
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Recent epidemiological studies (Jick et al., 2000; Wolozin et al., 2000; Heart Protection Study Group, 2002; Shepherd et al., 2002; Zandi et al., 2005) have led to contradictory conclusions regarding the efficacy of statin treatment for AD. As Dr. Wolozin points out in his commentary, it may be that statins reduce AD progression, rather than decrease disease incidence. In support of this, the double-blind, placebo-controlled randomized pilot trial by Sparks et al. offers some intriguing findings, suggesting that statins may be of some benefit in reducing dementia progression in both mild and moderate AD patients (Sparks et al., 2005). A significant benefit of atorvastatin treatment for 12 months was observed for GDS score, and trends toward significant differences for ADAS-cog, CGIC, and NPI were seen between the atorvastatin and placebo-groups, although significance was not obtained for MMSE or ADCS-ADL scores.
It is widely believed that the potential beneficial effects of statin treatment as an AD therapeutic are related to the cholesterol-lowering properties of statins....
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Recent epidemiological studies (Jick et al., 2000; Wolozin et al., 2000; Heart Protection Study Group, 2002; Shepherd et al., 2002; Zandi et al., 2005) have led to contradictory conclusions regarding the efficacy of statin treatment for AD. As Dr. Wolozin points out in his commentary, it may be that statins reduce AD progression, rather than decrease disease incidence. In support of this, the double-blind, placebo-controlled randomized pilot trial by Sparks et al. offers some intriguing findings, suggesting that statins may be of some benefit in reducing dementia progression in both mild and moderate AD patients (Sparks et al., 2005). A significant benefit of atorvastatin treatment for 12 months was observed for GDS score, and trends toward significant differences for ADAS-cog, CGIC, and NPI were seen between the atorvastatin and placebo-groups, although significance was not obtained for MMSE or ADCS-ADL scores.
It is widely believed that the potential beneficial effects of statin treatment as an AD therapeutic are related to the cholesterol-lowering properties of statins. However, whether benefit is mediated through changes in serum or brain cholesterol, or whether the effects are direct (e.g., lower brain cholesterol causing reduced Aβ generation) or indirect (e.g., lower serum cholesterol causing improved cerebrovascular function, thus reducing AD progression) remains unknown. As Drs. Gandy and Petanceska point out in their commentary, lipophilic statins such as simvastatin penetrate the blood-brain barrier (BBB), whereas hydrophilic statins such as atorvastatin do not. Interestingly, Simons et al. reported a 26-week randomized, placebo-controlled, double-blind trial using simvastatin that showed a significant benefit in the MMSE scores of the simvastatin treated group as compared to placebo (Simons et al., 2002). As anticipated, statin treatment in both Sparks and Simons trials significantly lowered plasma cholesterol levels, and in the Simons study, cerebral cholesterol metabolism was also affected following treatment. It is interesting to note that both trials showed statin-related cognitive benefits, although one used a BBB-penetrant statin while the other did not. This would seem to support the notion that the beneficial effect was associated with lower serum, rather than brain, cholesterol levels. As discussed by Drs. Wolozin and Hartmann, use of high-dose simvastatin was also associated with reduced Aβ levels (Simons et al., 2002). However, whether or not atorvastatin treatment affected either cerebral cholesterol or Aβ levels (or both) was not determined in the Sparks study, and the mechanisms underlying the potential benefits of statins on measures of cognition remain a mystery.
Given the relatively short time frame of both the Sparks and Simons trials, it should be considered that any putative beneficial effects that the statins exert may be entirely independent of changes in amyloid load and could instead be a secondary effect due to an improvement in cardiovascular or cerebrovascular function. Indeed, recent data has indicated that atorvastatin treatment promotes both angiogenesis and neuronal plasticity (Chen et al., 2005). Obviously, further trials involving the use of statins of different lipophilicity, over a range of doses for more prolonged periods, are required to obtain definitive results.
In light of the relatively short trial time, and given the fact that stroke benefit from statins is not apparent until ~3 years of treatment (Byington et al., 2001; Pedersen et al., 1998), increasing the trial time beyond 1 year may reveal more robust positive effects on AD progression. However, a note of caution: Although a ~5-year administration of high-dose atorvastatin (similar to the dosage used by Sparks) to patients with stable coronary heart disease provided significant clinical benefit beyond that afforded by 10 mg per day atorvastatin, this benefit occurred with a greater incidence of elevated aminotransferase levels (LaRosa, et al., 2005). While Sparks and colleagues screened for adverse changes in liver function and monitored for muscle derangements and rhabdomyolysis following administration of 80 mg per day atorvastatin, it remains unclear as to why, out of the 63 patients considered evaluable after completing the 3-month visit, only 46 individuals completed the 12-month study.
In summary, while not all the large-scale epidemiologic studies have found a link between statin use and AD prevention, the small-scale, randomized clinical trial of Sparks et al. appears to support the notion that statin treatment may reduce AD progression. However, given the small sample sizes of both the Sparks and the Simons studies, the data from well-designed, large-scale multicenter clinical trials clarifying the safety and efficacy of long-term, high-dose statin treatment on AD progression is avidly awaited.
References:
Jick H, Zornberg GL, Jick SS, Seshadri S, Drachman DA. Statins and the risk of dementia.
Lancet. 2000 Nov 11;356(9242):1627-31. Erratum in: Lancet 2001 Feb 17;357(9255):562. Abstract
Wolozin B, Kellman W, Ruosseau P, Celesia GG, Siegel G. Decreased prevalence of Alzheimer disease associated with 3-hydroxy-3-methyglutaryl coenzyme A reductase inhibitors. Arch Neurol. 2000 Oct;57(10):1439-43. Abstract
Heart Protection Study Group. MRC/BHF Heart Protection Study of cholesterol lowering with simvastatin in 20,536 high-risk individuals: a randomised placebo-controlled trial. Lancet. 2002 Jul 6;360(9326):7-22. Abstract
Shepherd J, Blauw GJ, Murphy MB, Bollen EL, Buckley BM, Cobbe SM, Ford I, Gaw A, Hyland M, Jukema JW, Kamper AM, Macfarlane PW, Meinders AE, Norrie J, Packard CJ, Perry IJ, Stott DJ, Sweeney BJ, Twomey C, Westendorp RG; PROSPER study group. PROspective Study of Pravastatin in the Elderly at Risk. Pravastatin in elderly individuals at risk of vascular disease (PROSPER): a randomised controlled trial. Lancet. 2002 Nov 23;360(9346):1623-30. Abstract
Zandi PP, Sparks DL, Khachaturian AS, Tschanz J, Norton M, Steinberg M, Welsh-Bohmer KA, Breitner JC; Cache County Study investigators. Do statins reduce risk of incident dementia and Alzheimer disease? The Cache County Study. Arch Gen Psychiatry. 2005 Feb;62(2):217-24. Abstract
Sparks DL, Sabbagh MN, Connor DJ, Lopez J, Launer LJ, Browne P, Wasser D, Johnson-Traver S, Lochhead J, Ziolwolski C. Atorvastatin for the treatment of mild to moderate Alzheimer disease: preliminary results. Arch Neurol. 2005 May;62(5):753-7. Abstract
Simons M, Schwarzler F, Lutjohann D, von Bergmann K, Beyreuther K, Dichgans J, Wormstall H, Hartmann T, Schulz JB. Treatment with simvastatin in normocholesterolemic patients with Alzheimer's disease: A 26-week randomized, placebo-controlled, double-blind trial. Ann Neurol. 2002 Sep;52(3):346-50. Abstract
Chen J, Zhang C, Jiang H, Li Y, Zhang L, Robin A, Katakowski M, Lu M, Chopp M. Atorvastatin induction of VEGF and BDNF promotes brain plasticity after stroke in mice. J Cereb Blood Flow Metab. 2005 Feb;25(2):281-90. Abstract
Byington RP, Davis BR, Plehn JF, White HD, Baker J, Cobbe SM, Shepherd J. Reduction of stroke events with pravastatin: the Prospective Pravastatin Pooling (PPP) Project.
Circulation. 2001 Jan 23;103(3):387-92. Abstract
Pedersen TR, Kjekshus J, Pyorala K, Olsson AG, Cook TJ, Musliner TA, Tobert JA, Haghfelt T. Effect of simvastatin on ischemic signs and symptoms in the Scandinavian simvastatin survival study (4S). Am J Cardiol. 1998 Feb 1;81(3):333-5. Abstract
LaRosa JC, Grundy SM, Waters DD, Shear C, Barter P, Fruchart JC, Gotto AM, Greten H, Kastelein JJ, Shepherd J, Wenger NK; Treating to New Targets (TNT) Investigators. Intensive lipid lowering with atorvastatin in patients with stable coronary disease. N Engl J Med. 2005 Apr 7;352(14):1425-35. Epub 2005 Mar 8. Abstract
View all comments by Sarah L. Cole
View all comments by Robert Vassar
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Related News: Atorvastatin, Vaccine Trial Data Published
Comment by: Larry Sparks
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Submitted 7 June 2005
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Posted 7 June 2005
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I must start by saying that it is quite gratifying that there has been such interest in our clinical trial (AD Cholesterol-Lowering Treatment—ADCLT trial; the Lipitor trial) (1). As the very first AD treatment trial testing a statin medication for clinical benefit, other shorter investigations were initiated and completed during the course of the ADCLT, including the Simons study. We initiated our study cognizant of many mechanisms by which atorvastatin could produce clinical benefit in AD, but deemed it more important to demonstrate clinical efficacy and argue over mechanism later. We now have shown clinical benefit, and discussions of the mechanism are clearly warranted. We, of course, respect and acknowledge each investigator’s opinion as to the mechanism of atorvastatin action, but must clarify certain issues and correct some factual errors.
As noted by Dr. Hartman, the Simons study was a 26-week study of simvastatin where stable performance on the Mini Mental State Exam (MMSE) in the treatment group was significantly different from the placebo group. This was...
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I must start by saying that it is quite gratifying that there has been such interest in our clinical trial (AD Cholesterol-Lowering Treatment—ADCLT trial; the Lipitor trial) (1). As the very first AD treatment trial testing a statin medication for clinical benefit, other shorter investigations were initiated and completed during the course of the ADCLT, including the Simons study. We initiated our study cognizant of many mechanisms by which atorvastatin could produce clinical benefit in AD, but deemed it more important to demonstrate clinical efficacy and argue over mechanism later. We now have shown clinical benefit, and discussions of the mechanism are clearly warranted. We, of course, respect and acknowledge each investigator’s opinion as to the mechanism of atorvastatin action, but must clarify certain issues and correct some factual errors.
As noted by Dr. Hartman, the Simons study was a 26-week study of simvastatin where stable performance on the Mini Mental State Exam (MMSE) in the treatment group was significantly different from the placebo group. This was because the placebo group showed a somewhat accelerated 4-point deterioration between baseline and the 6-month evaluation. At the 6-month time-point in the ADCLT, we observed stable performance on the MMSE in the atorvastatin-treated population that was not significantly different from the placebo group—as the placebo group only deteriorated two points. The differences between the studies on the MMSE are more due to the rate of deterioration in untreated participants with AD.
Dr. Wolozin indicates that we reported a significant difference on the Alzheimer’s Disease Cooperative Study Activities of Daily Living (ADCS-ADL) index, when in fact this was the one of six clinical instruments where there was no positive signal produced by atorvastatin. This investigator suggests that the Simons trial and the ADCLT were of similar size when actually the ADCLT included twice as many subjects with mild to moderate AD. We include data from 63 participants—32 on atorvastatin and 31 placebo with 25 treated subjects completing the 1-year investigation, whereas the Simons study included 37 subjects, with 13 of 17 simvastatin-treated subjects completing the 6-month study. Dr. Wolozin also suggests that we have reported a dose-related decrease in circulating Aβ levels with atorvastatin treatment, when in fact we have found slight gradual increases in both Aβ40 and 42 that were not significant. These data will be published in the near future (2).
We agree with Drs. Gandy and Petanceska that atorvastatin may partially reinstate clearance of Aβ from the brain. The observed gradual increase in circulating Aβ levels among subjects treated with atorvastatin may be associated with the gradual reductions of ceruloplasmin—the copper chaperone in the blood. We have shown that increased copper/ceruloplasmin levels promote central accumulation of Aβ in the cholesterol-fed rabbit model of AD, while reduced circulating copper/ceruloplasmin allows clearance to the blood and minimal accumulation in brain (3-5).
In reply to Dr. Fagan, as part of the preplanned design of the ADCLT, we explored many more circulating markers than initially published to assess multiple mechanistic avenues. As noted above, we have determined the effect of atorvastatin treatment on Aβ levels. We have also established that atorvastatin produces reduced circulating ApoE levels during the time-course of treatment (2). I would also note that in addition to cholesterol-fed animals, nondemented individuals with autopsy-confirmed critical coronary artery disease (>75 percent stenosis) exhibit increased accumulation of Aβ and ApoE in the brain (6-8), thus making it difficult to separate the interrelationships among cholesterol, ApoE and Aβ.
In answer to Dr. Cole's and Dr. Vassar's queries, as part of the investigation of possible mechanisms of atorvastatin action in association with observed clinical benefit, we will soon report the effect of treatment on circulating free radical load (superoxide dismutase and glutathione peroxidase activities) and HDL/LDL/VLDL levels (9). In addition, we will be reporting the effect of active treatment on volumetric alterations measured by MRI, assessment of clinical parameters during the 1-year “open-label" extension of the ADCLT (Geneva/Springfield Conference, 2006), and treatment-related changes in circulating levels of ApoA1, ApoB, copper, 24OH- and 27OH-cholesterol, CRP, and CD40. Furthermore, in two weeks we will be reporting at the Alzheimer’s Association meeting in Washington, DC, the influence of initial cognitive impairment, initial cholesterol levels, and ApoE genotype on the clinical benefit produced by atorvastatin.
References:
1. Sparks DL, Sabbagh MN, Connor DJ, Lopez J, Launer LJ, Browne P, Wasser D, Johnson-Traver S, Lochhead J, Ziolwolski C. Atorvastatin for the treatment of mild to moderate Alzheimer disease: preliminary results.
Arch Neurol. 2005 May;62(5):753-7.
Abstract
2. Sparks DL, Petanceska S, Sabbagh M, et al. Cholesterol, copper and Ab in controls, MCI, AD and the AD Cholesterol-Lowering Treatment trial (ADCLT). Curr Alz Res 2005; in press.
3. Sparks DL, Lochhead J, Horstman D, Wagoner T, Martin T. Water quality has a pronounced effect on cholesterol-induced accumulation of Alzheimer amyloid beta (Abeta) in rabbit brain.
J Alzheimers Dis. 2002 Dec;4(6):523-9.
Abstract
4. Sparks DL, Schreurs BG. Trace amounts of copper in water induce beta-amyloid plaques and learning deficits in a rabbit model of Alzheimer's disease.
Proc Natl Acad Sci U S A. 2003 Sep 16;100(19):11065-9. Epub 2003 Aug 14. Erratum in: Proc Natl Acad Sci U S A. 2003 Sep 30;100(20):11816.
Abstract
5. Sparks DL, Cholesterol, copper, and accumulation of thioflavine S-reactive Alzheimer's-like amyloid beta in rabbit brain.
J Mol Neurosci. 2004;24(1):97-104.
Abstract
6. Sparks DL, Hunsaker JC 3rd, Scheff SW, Kryscio RJ, Henson JL, Markesbery WR. Cortical senile plaques in coronary artery disease, aging and Alzheimer's disease.
Neurobiol Aging. 1990 Nov-Dec;11(6):601-7.
Abstract
7. Sparks DL, Scheff SW, Liu H, Landers T, Danner F, Coyne CM, Hunsaker JC 3rd. Increased density of senile plaques (SP), but not neurofibrillary tangles (NFT), in non-demented individuals with the apolipoprotein E4 allele: comparison to confirmed Alzheimer's disease patients.
J Neurol Sci. 1996 Jun;138(1-2):97-104.
Abstract
8. Sparks DL. Coronary artery disease, hypertension, ApoE, and cholesterol: a link to Alzheimer's disease?
Ann N Y Acad Sci. 1997 Sep 26;826:128-46.
Abstract
9. Sparks DL, Sabbagh MN, Connor DJ, et al. Atorvastatin therapy lowers circulating cholesterol but not free radical activity in advance of identifiable clinical benefit in the treatment of mild-to-moderate AD. Curr AD Res 2005; in press.
View all comments by Larry Sparks
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Related News: AD Clinical Pipeline: Immunotherapy Woes, Dimebon Boons
Comment by: Donna Wilcock
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Submitted 18 July 2008
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Posted 18 July 2008
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The paper by Holmes et al. examines pathology and cognition of eight patients from the AN1792 Aβ vaccination trial. Despite the suspension of this trial in 2002, the patients continued to be followed clinically. Two patients showed almost complete removal of amyloid in the brain. The important finding of the current report is that cognitive decline was identical to placebo-treated patients despite the pronounced removal of amyloid. While these data contrast with the many mouse studies showing cognitive improvement and indeed suggest a more limited role for Aβ in the progression of Alzheimer disease, extensive speculation from such a small cohort should be avoided. In contrast to the current report, the 2003 report from Hock et al. showed slowed cognitive decline in a group of 30 patients over a year following treatment; however, this was correlated with a modified antibody titer; the TAPIR assay (tissue amyloid plaque immunoreactivity; the ability of circulating antibodies to bind to amyloid plaques on tissue) (Hock et al., 2003). In the current study the authors...
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The paper by Holmes et al. examines pathology and cognition of eight patients from the AN1792 Aβ vaccination trial. Despite the suspension of this trial in 2002, the patients continued to be followed clinically. Two patients showed almost complete removal of amyloid in the brain. The important finding of the current report is that cognitive decline was identical to placebo-treated patients despite the pronounced removal of amyloid. While these data contrast with the many mouse studies showing cognitive improvement and indeed suggest a more limited role for Aβ in the progression of Alzheimer disease, extensive speculation from such a small cohort should be avoided. In contrast to the current report, the 2003 report from Hock et al. showed slowed cognitive decline in a group of 30 patients over a year following treatment; however, this was correlated with a modified antibody titer; the TAPIR assay (tissue amyloid plaque immunoreactivity; the ability of circulating antibodies to bind to amyloid plaques on tissue) (Hock et al., 2003). In the current study the authors suggest several scenarios for the lack of clinical efficacy: 1) amyloid plaques initiate but do not maintain progressive neurodegeneration, 2) very slow plaque removal, 3) inability to remove oligomeric Aβ, and 4) overactivation of the innate immune system.
An important effect of immunization that has not been reported on in the current study is cerebral amyloid angiopathy (CAA) and microhemorrhage. It has been shown that passive immunotherapy increases CAA in transgenic mice (Wilcock et al., 2004) and causes increased incidence of microhemorrhage (Pfeifer et al., 2001, Wilcock et al., 2004, Racke et al., 2005). We also reported that these adverse events occurred with active vaccination (Wilcock et al., 2007). Indeed, the authors of the current report use CAA and Aβ accumulation around capillaries as histopathological factors used to determine the degree of amyloid clearance. It also seems the microhemorrhage occurrence will be difficult to overcome. The recent report from Schroeter et al. showed that even low doses of antibody, which were associated with essentially no amyloid removal, resulted in an apparent subtle increase in microhemorrhage (Schroeter et al., 2008; control mice had no animals with microhemorrhage rated 2 or 3 while the lowest dose of 3D6 had three mice rated 2 or 3). Accumulation of CAA and associated microhemorrhage likely contributes significantly to the clinical progression of disease. Additionally, as the authors suggest, a change in inflammatory state could certainly contribute to further cognitive decline. Recent data show that the inflammatory profile of Alzheimer’s and transgenic mouse brain is highly complex (Colton et al., 2006). It is likely that Fcγ receptor activation affects the inflammatory state.
These data highlight the significant differences between human and mouse studies. Since neurodegeneration is not abundant in the majority of mouse models, it has not been possible, to date, to study this. It is likely that while amyloid may initiate the cascade, neurodegeneration may be self-perpetuating and neuroprotection may also be critical for successful anti-amyloid therapeutics. It has been suggested that passive immunization will overcome some of the limitations of active vaccination, and we certainly eagerly anticipate the data from Elan’s passive immunization trial of bapineuzumab.
References: Colton CA, Mott RT, Sharpe H, Xu Q, Van Nostrand WE, Vitek MP. Expression profiles for macrophage alternative activation genes in AD and in mouse models of AD. J Neuroinflammation. 2006 Sep 27;3:27. Abstract
Hock C, Konietzko U, Streffer JR, Tracy J, Signorell A, Müller-Tillmanns B, Lemke U, Henke K, Moritz E, Garcia E, Wollmer MA, Umbricht D, de Quervain DJ, Hofmann M, Maddalena A, Papassotiropoulos A, Nitsch RM. Antibodies against beta-amyloid slow cognitive decline in Alzheimer's disease. Neuron 2003 May 22;38(4):547-554. Abstract
Pfeifer M, Boncristiano S, Bondolfi L, Stalder A, Deller T, Staufenbiel M, Mathews PM, Jucker M. Cerebral hemorrhage after passive anti-Abeta immunotherapy. Science 2002 Nov 15;298 (5597):299. Abstract
Racke MM, Boone LI, Hepburn DL, Parsadainian M, Bryan MT, Ness DK, Piroozi KS, Jordan WH, Brown DD, Hoffman WP, Holtzman DM, Bales KR, Gitter BD, May PC, Paul SM, DeMattos RB. Exacerbation of cerebral amyloid angiopathy-associated microhemorrhage in amyloid precursor protein transgenic mice by immunotherapy is dependent on antibody recognition of deposited forms of amyloid beta. J Neurosci 2005 Jan 19;25(3):629-636. Abstract
Schroeter S, Khan K, Barbour R, Doan M, Chen M, Guido T, Gill D, Basi G, Schenk D, Seubert P, Games D. Immunotherapy reduces vascular amyloid-β in PDAPP mice. J Neurosci 2008 Jul 2; 28(27): 6787-6793. Abstract
Wilcock DM, Rojiani A, Rosenthal A, Subbarao S, Freeman MJ, Gordon MN, Morgan D. Passive immunotherapy against Abeta in aged APP-transgenic mice reverses cognitive deficits and depletes parenchymal amyloid deposits in spite of increased vascular amyloid and microhemorrhage. J Neuroinflammation 2004 Dec 8;1(1):24. Abstract
Wilcock DM, Jantzen PT, Li Q, Morgan D, Gordon MN. Amyloid-beta vaccination, but not nitro-nonsteroidal anti-inflammatory drug treatment, increases vascular amyloid and microhemorrhage while both reduce parenchymal amyloid. Neuroscience. 2007 Feb 9;144(3):950-60. Abstract
View all comments by Donna Wilcock
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Related News: AD Clinical Pipeline: Immunotherapy Woes, Dimebon Boons
Comment by: Delphine Boche, Clive Holmes, James Nicoll, ARF Advisor
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Submitted 18 July 2008
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Posted 18 July 2008
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Our study was a six-year follow-up of patients in the original Elan AN1792 study of active immunization of AD patients with full-length Aβ42 peptide. We have confirmed that Aβ immunization can result in plaque removal from the AD brain. The extent of plaque removal is quite variable—ranging from no demonstrable plaque removal to essentially complete removal of plaques from the brain. The extent of plaque removal correlated at least to some extent with the titers of antibodies to Aβ in the serum. Two patients had almost complete removal of plaques from the brain, and yet they still had a progressive decline in cognitive function to profound end-stage dementia shortly before they died. All patients who had postmortem neuropathology had extensive tangles—Braak stages V/VI, consistent with AD. Although our findings are based on small numbers of patients, they seem to demonstrate that the presence of plaques is not a prerequisite for progressive cognitive impairment in AD.
We suggest a number of possible explanations for our findings:
1. The...
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Our study was a six-year follow-up of patients in the original Elan AN1792 study of active immunization of AD patients with full-length Aβ42 peptide. We have confirmed that Aβ immunization can result in plaque removal from the AD brain. The extent of plaque removal is quite variable—ranging from no demonstrable plaque removal to essentially complete removal of plaques from the brain. The extent of plaque removal correlated at least to some extent with the titers of antibodies to Aβ in the serum. Two patients had almost complete removal of plaques from the brain, and yet they still had a progressive decline in cognitive function to profound end-stage dementia shortly before they died. All patients who had postmortem neuropathology had extensive tangles—Braak stages V/VI, consistent with AD. Although our findings are based on small numbers of patients, they seem to demonstrate that the presence of plaques is not a prerequisite for progressive cognitive impairment in AD.
We suggest a number of possible explanations for our findings:
1. The presence of Aβ plaques is required to initiate, but not to maintain the progressive neurodegeneration in AD.
2. Amyloid plaques are an epiphenomenon, and extracellular soluble/oligomeric or intraneuronal forms of Aβ are responsible for the neurodegeneration in AD.
3. Immunization activates microglia, which may be beneficial (by removing plaques) but at the same time neurotoxic.
4. The plaques could have been removed shortly before the patients died, after their cognitive function had declined—this seems rather unlikely.
A major driver of the immunization strategies currently in clinical trials has been to avoid a T lymphocyte reaction in the belief that this is what underlay the side effect noted in the second study of AN1792. Passive immunization, in particular, should theoretically not be able to provoke a T cell response and has the additional benefit that the bioavailability of the antibodies can be controlled. However, it is not clear by what mechanism lymphocytes in the leptomeninges, identified in patients with the side effect, can cause changes in the cerebral white matter (a consistent feature on brain imaging of the affected patients). An alternative explanation for the side effect is that it was due to disaggregation and solubilization of plaque Aβ which then tracks to the cerebral vasculature, increasing the severity of cerebral amyloid angiopathy (CAA). We know from previous studies that severe cerebral amyloid angiopathy is associated with abnormalities in the white matter. Interestingly, the new information from the current Elan trial of passive immunization (bapineuzumab) seems to be showing evidence of white matter abnormalities which are occurring more frequently in patients with ApoE4—known to be associated with more severe CAA.
On the basis of our findings, we would predict that other immunization protocols (e.g., passive immunization and active immunization with truncated versions of the Aβ peptide) will also be effective in clearance of plaques. A number of current studies have before and after immunization in vivo plaque imaging, for example, with PIB, built into their design. We would predict that these will demonstrate plaque clearance following immunization. However, on the basis of our findings, we would speculate that plaque removal will not correlate well with any changes in cognitive function.
It is possible that some of the new immunization protocols will have a different balance of effects on the different forms of Aβ (e.g., plaque, soluble, oligomeric, intraneuronal) and may therefore have different effects on cognitive function. One of the approaches being trialled involves passive immunization with an Fc-truncated antibody, and this may have the potentially beneficial effect of not provoking microglial activation.
Using immunization as prevention rather than treatment would likely avoid these complications which seem to be due to the presence of substantial quantities of Aβ already being present in the brain. On the basis of the animal studies, immunization at a young age can prevent the formation of plaques in later life. Of course, we don’t yet know if this can be done safely in humans—we don’t know the physiological function of Aβ and if immunization might interfere with this function. A study to determine if Aβ immunization at a young age could prevent the development of AD later in life would be the ultimate test of the Aβ hypothesis.
View all comments by Delphine Boche
View all comments by Clive Holmes
View all comments by James Nicoll
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Related News: AD Clinical Pipeline: Immunotherapy Woes, Dimebon Boons
Comment by: Rudy Castellani, Hyoung-gon Lee, George Perry, ARF Advisor (Disclosure), Mark A. Smith (Disclosure), Xiongwei Zhu
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Submitted 21 July 2008
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Posted 22 July 2008
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Comment by Rudy J. Castellani, George Perry, Xiongwei Zhu, Hyoung-gon Lee, Mark A. Smith
The Next Phase: Prevention. Where Do I Sign Up?
The Aβ vaccination strategy failed because it was not used early enough in the course of the disease.
Come again?
We know this apparently because Aβ oligomers, which are artifacts of ultracentrifugation, when injected into the ventricles of mice, cause mice to navigate water mazes poorly, and press levers inappropriately. We know this because when hippocampal slices are bathed in a suspension of the artifact, they demonstrate electrophysiological abnormalities. And we know this because transgenic mice, which are engineered to overproduce Aβ, and then administered antibodies against it, improve in their ability to navigate water mazes and press the appropriate levers.
We apparently also must set aside the ad hoc revisions and contortions of the amyloid cascade hypothesis over the years (1-3), and the plethora of problems with experimental AD models, from lack of cognitive dysfunction, to lack of...
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Comment by Rudy J. Castellani, George Perry, Xiongwei Zhu, Hyoung-gon Lee, Mark A. Smith
The Next Phase: Prevention. Where Do I Sign Up?
The Aβ vaccination strategy failed because it was not used early enough in the course of the disease.
Come again?
We know this apparently because Aβ oligomers, which are artifacts of ultracentrifugation, when injected into the ventricles of mice, cause mice to navigate water mazes poorly, and press levers inappropriately. We know this because when hippocampal slices are bathed in a suspension of the artifact, they demonstrate electrophysiological abnormalities. And we know this because transgenic mice, which are engineered to overproduce Aβ, and then administered antibodies against it, improve in their ability to navigate water mazes and press the appropriate levers.
We apparently also must set aside the ad hoc revisions and contortions of the amyloid cascade hypothesis over the years (1-3), and the plethora of problems with experimental AD models, from lack of cognitive dysfunction, to lack of neuronal loss, to necessity of multiple mutations, to hyperphysiologic production of a target protein. We set this aside because we apparently now know that synaptic damage, a process never directly assessed, and which probably has the same specificity as gliosis, is the pathological substrate for this laboratory artifact in AD (1).
So a strategy, founded in the analysis of a pathological lesion (once said to be toxic and now discarded as a distraction, except of course for the two subjects who found to be “cleared” of plaques at autopsy), based on an ad hoc modification of a hypothesis that a laboratory artifact specifically causes nonspecific damage that has never been analyzed directly, verified in a transgenic mouse construct that generally does not lose neurons, and which was tested and failed in human disease subjects, must now be used on normal people. Where do I sign up?
References: 1. Castellani RJ, Lee HG, Zhu X, Perry G, Smith MA. Alzheimer disease pathology as a host response. J Neuropathol Exp Neurol. 2008;67:523-531. Abstract
2. Castellani RJ, Lee HG, Zhu X, Nunomura A, Perry G, Smith MA. Neuropathology of Alzheimer disease: pathognomonic but not pathogenic. Acta Neuropathol. 2006;111:503-509. Abstract
3. Smith MA, Casadesus G, Joseph JA, Perry G. Amyloid-beta and tau serve antioxidant functions in the aging and Alzheimer brain. Free Radic Biol Med. 2002;33:1194-1199. Abstract
View all comments by Rudy Castellani
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View all comments by George Perry
View all comments by Mark A. Smith
View all comments by Xiongwei Zhu
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Related News: AD Clinical Pipeline: Immunotherapy Woes, Dimebon Boons
Comment by: Todd E. Golde
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Submitted 23 July 2008
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Posted 23 July 2008
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The recent follow-up to the AN1792 study by Holmes et al. is a thought-provoking study that reinforces but certainly does not prove speculation by many in the field, including myself (Golde, 2006; Golde, 2003), that therapeutic targeting of Aβ may have limited impact on the clinical disease (Golde, 2006; Golde, 2003). Because of the small number of subjects and the unknown possible untoward consequences of an active vaccination targeting an auto-epitope, I think that this data is simply provocative but certainly not definitive.
I have often used the analogy that anti-Aβ therapy for AD is analogous to treating patients whose coronary arteries are 99 percent clogged with a statin and hoping for a clinical effect. These new data raise the possibility that anti-Aβ immunotherapy is more like trying to treat somebody with massive myocardial contraction deficits following multiple MIs with a statin and a bypass. So much damage has been done that targeting the trigger, by itself, is simply too little too late. Indeed, we would not approach the treatment of a patient...
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The recent follow-up to the AN1792 study by Holmes et al. is a thought-provoking study that reinforces but certainly does not prove speculation by many in the field, including myself (Golde, 2006; Golde, 2003), that therapeutic targeting of Aβ may have limited impact on the clinical disease (Golde, 2006; Golde, 2003). Because of the small number of subjects and the unknown possible untoward consequences of an active vaccination targeting an auto-epitope, I think that this data is simply provocative but certainly not definitive.
I have often used the analogy that anti-Aβ therapy for AD is analogous to treating patients whose coronary arteries are 99 percent clogged with a statin and hoping for a clinical effect. These new data raise the possibility that anti-Aβ immunotherapy is more like trying to treat somebody with massive myocardial contraction deficits following multiple MIs with a statin and a bypass. So much damage has been done that targeting the trigger, by itself, is simply too little too late. Indeed, we would not approach the treatment of a patient in severe cardiac dysfunction that has resulted from multiple MIs as a result of long-standing atherosclerotic disease with a statin alone. It simply is not going to work, though it might have some benefit in combination with other therapeutic agents.
Though a small and vociferous group of colleagues are publicly using such data to refute the role of Aβ aggregation in AD and thus indirectly attempting to invalidate it, Aβ or Aβ aggregates, as a target, I think a more parsimonious approach and one discussed to an extent by the authors is to really think carefully about these data and how we as a field might modify our approach to AD therapy and research based on such studies. Although there are numerous potential implications of these data, I will limit myself to a few issues that I see as most important. Obviously, the following comments may be tempered somewhat by any future demonstration of efficacy in Phase 3 studies of anti-Aβ therapies, but I think they will likely hold even in that event.
From a basic research point of view, this ups the ante on two critical issues.
In order to enable better preclinical studies, we still need better animal models of AD that fully recapitulate all the features of the human disease—especially neuronal loss. Given that this appears very difficult to do in APP mice, we probably need to consider looking at other species. Indeed, this report suggests the AN1792 trial appears to have “worked” in humans as it did in mice. Of course, APP mice are good models of Aβ deposition but not real models of AD. If we had a complete animal model of AD, we might be better able to evaluate therapeutic paradigms for impact on neurodegeneration. Tau mice might be better predictors for effects on neuronal loss, but obviously aren’t much use for testing anti-Aβ therapies. Hopefully they will be predictive of clinical outcomes when novel anti-tau therapies are moved into the clinic.
We need a real understanding of why neurons die in AD, and we need to identify additional therapeutic targets that will protect or restore neuronal function. Indeed, though my own research is Aβ-centric, I believe it is of paramount importance to identify targets beyond Aβ and, for that matter, tau. I think that it is more important to explicitly state that we need additional targets than to try and invalidate current ones.
From a clinical perspective, I think this reinforces our need to figure out how to prophylactically treat AD. We need to directly confront and overcome the challenges that distinguish therapeutic trials from prevention trials. We also need to figure out whether a trial of MCI of the AD type to AD conversion is really a prevention trial or just a very early therapeutic trial. Current predictive AD biomarker initiatives will certainly help to frame and define some aspects of the problem in more detail, but we also need to find common ground on how to actually execute a prophylactic trial that is economically feasible, ethical, and appropriately powered. Such trials will almost certainly require the joint efforts of academic, government, and commercial sectors, and of course, “safe agents.” Indeed, the true test of the Aβ “aggregate/amyloid” hypothesis of AD is a trial to prevent Aβ deposition in humans, not a therapeutic treatment of patients with clinical symptoms.
On a final, more technical note, following the initial report (Nicoll et al., 2003) of plaque clearance in one patient, I was less than convinced that there was clearance. The new data do make me more convinced. However, I would like to see some rigorous biochemical analysis of Aβ levels in the brains of these subjects. Even in mouse models, “plaque loads” seem to overestimate reductions in Aβ as compared to biochemical measures. I am also struck by what appears to be patchy clearance. I find it hard to rationalize how patchy clearance can occur with an antibody-mediated mechanism and wonder whether cellular immune responses play some role in the actual clearance.
References: Golde TE. Alzheimer disease therapy: can the amyloid cascade be halted? J Clin Invest. 2003 Jan;111(1):11-8. Abstract
Golde TE. Disease modifying therapy for AD? J Neurochem. 2006 Nov;99(3):689-707. Abstract
Nicoll JA, Wilkinson D, Holmes C, Steart P, Markham H, Weller RO. Neuropathology of human Alzheimer disease after immunization with amyloid-beta peptide: a case report. Nat Med. 2003 Apr;9(4):448-52. Abstract
View all comments by Todd E. Golde
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Related News: AD Clinical Pipeline: Immunotherapy Woes, Dimebon Boons
Comment by: Terrence Town
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Submitted 27 July 2008
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Posted 28 July 2008
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This report is an interesting follow-on from a case report that showed evidence of Aβ plaque removal following immunization with the Elan/Wyeth AN1792 Aβ vaccine (Nicoll et al., 2003). Holmes and coworkers (2008) now extend the findings of the original case report to eight additional cases, which demonstrated varying degrees of histological evidence of Aβ plaque clearance. What I found most interesting about this report is that, even within this relatively small sample, the cases that had the most prominent (so-called “very extensive”) evidence of Aβ plaque removal also had the highest Aβ antibody titers. This further cements the relationship between Aβ-directed immunity and plaque clearance, which has now been observed by us and by many others in AD mice.
There are a few issues that I’d like to comment on. I find it noteworthy that seven out of eight cases had MMSE scores of zero when last screened. The authors point out that these were “end stage” AD cases—and judging from the MMSE scores, that’s an understatement. I agree with Todd Golde...
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This report is an interesting follow-on from a case report that showed evidence of Aβ plaque removal following immunization with the Elan/Wyeth AN1792 Aβ vaccine (Nicoll et al., 2003). Holmes and coworkers (2008) now extend the findings of the original case report to eight additional cases, which demonstrated varying degrees of histological evidence of Aβ plaque clearance. What I found most interesting about this report is that, even within this relatively small sample, the cases that had the most prominent (so-called “very extensive”) evidence of Aβ plaque removal also had the highest Aβ antibody titers. This further cements the relationship between Aβ-directed immunity and plaque clearance, which has now been observed by us and by many others in AD mice.
There are a few issues that I’d like to comment on. I find it noteworthy that seven out of eight cases had MMSE scores of zero when last screened. The authors point out that these were “end stage” AD cases—and judging from the MMSE scores, that’s an understatement. I agree with Todd Golde that AD immunotherapy in this small, severely affected cohort is not a robust test of the amyloid cascade hypothesis in humans. But, I don’t believe that this detracts at all from the provocative nature of the findings, and from the message to keep an open mind and to critically consider the etiological contribution of Aβ to AD. More than likely, what these data are telling us is that there is a cutoff beyond which severe neuronal damage/loss has already occurred, and removing Aβ from the equation will have little if any effect clinically. This has prompted a number of researchers to conclude that prevention by immunotherapy is a more viable strategy. That may be true, but when should vaccination be initiated—five, 10, 20, or more years before symptoms manifest? Also, what biomarkers should be used to determine those at risk: APOE genotype, CSF Aβ, CSF tau, plasma Aβ? At this stage, a preventative Aβ vaccine seems much more viable for the <5 percent of individuals genetically predisposed to familial AD, but again—when would treatment need to be initiated and how often would it need to be given to be efficacious and safe?
It is unfortunate that an adjuvant-alone (placebo) treatment group could not be evaluated side-by-side with the AN1792-treated cases, and that historical non-vaccinated AD cases had to be used as controls. It is possible that the inflammatory side effects of the Th1-biasing vaccine adjuvant (QS-21) negatively impacted cognitive function and/or survival independently of the synthetic Aβ42 peptide. Along those lines, the authors comment that “only one patient had clinical features of meningoencephalitis….” Did the authors evaluate CD4+ T cells in these vaccinated cases, and if so, were they present in greater quantity than in the historical non-vaccinated AD cases?
In summary, this paper represents a timely, thought-provoking examination of the clinical and pathological correlates of Aβ vaccination. As we move forward in this exciting time of AD therapeutics, it will be important to view the results of such clinical trials with open eyes and without bias toward whichever AD pathogenic hypothesis we hold close to our hearts.
References: Holmes C, Boche D, Wilkinson D, Yadegarfar G, Hopkins V, Bayer A, Jones RW, Bullock R, Love S, Neal JW, Zotova E, Nicoll JA. Long-term effects of Abeta42 immunisation in Alzheimer’s disease: follow-up of a randomized, placebo-controlled phase I trial. Lancet 2008 July 19;372:216-223. Abstract
Nicoll JA, Wilkinson D, Holmes C, Steart P, Markham H, Weller RO. Neuropathology of human Alzheimer disease after immunization with amyloid-beta peptide: a case report. Nat Med. 2003 Apr;9(4):448-52. Abstract
View all comments by Terrence Town
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Related News: AD Clinical Pipeline: Immunotherapy Woes, Dimebon Boons
Comment by: Stephen D. Ginsberg, Elliott Mufson, ARF Advisor (Disclosure)
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Submitted 5 August 2008
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Posted 8 August 2008
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This paper is a jarring wake-up call to all Alzheimer disease investigators that placed all their research marbles in the amyloid hypothesis basket, as the clinical pathological findings suggest serious rethinking of the Aβ42 vaccination approach. Based on this report and the mounting evidence from Aβ vaccination trials spoken about at the ICAD meeting, it is becoming clear that an amyloid vaccination mono-therapeutic approach to AD treatment is simply not the sole answer. It can be argued that adding more subjects to the Holmes et al. study is appropriate for further clarification, but both clinical trial and neuropathologic studies of the brain of folks who have come to autopsy with mild cognitive impairment (MCI) provide extensive evidence that amyloid is not a strong correlative of cognitive decline (Mufson et al., 1999; Forman et al., 2005).
Data derived from our ongoing clinical molecular pathologic investigations of MCI using the cholinotrophic basal forebrain system as a model for neuronal selective vulnerability has shown that these neurons display a...
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This paper is a jarring wake-up call to all Alzheimer disease investigators that placed all their research marbles in the amyloid hypothesis basket, as the clinical pathological findings suggest serious rethinking of the Aβ42 vaccination approach. Based on this report and the mounting evidence from Aβ vaccination trials spoken about at the ICAD meeting, it is becoming clear that an amyloid vaccination mono-therapeutic approach to AD treatment is simply not the sole answer. It can be argued that adding more subjects to the Holmes et al. study is appropriate for further clarification, but both clinical trial and neuropathologic studies of the brain of folks who have come to autopsy with mild cognitive impairment (MCI) provide extensive evidence that amyloid is not a strong correlative of cognitive decline (Mufson et al., 1999; Forman et al., 2005).
Data derived from our ongoing clinical molecular pathologic investigations of MCI using the cholinotrophic basal forebrain system as a model for neuronal selective vulnerability has shown that these neurons display a myriad of biochemical and molecular alterations, which appear to be unrelated to amyloid deposition (Counts and Mufson, 2004). For example, cholinergic neurons are simultaneously undergoing re-expression of cell cycle markers, alterations in neurotrophic support and the ratio of tau epitopes but not changes in APP or presenilin expression. The molecular signature of these neurons is commensurate with a hypothesis related to multiple cellular and connectivity-based dysregulation, which probably begins several decades before the onset of clinical symptoms. What initiates neuronal dysfunction remains unknown, and merits serious research in relevant animal models as well as in well-characterized postmortem human brain tissues. In this regard, it would be of interest to examine the molecular pathology of the cholinergic basal forebrain (CBF) neurons in the same vaccine treated brains examined by Holmes et al. to determine whether amyloid removal from cortical and hippocampal parenchymal projection sites of the CBF neurons rejuvenates these cell bodies.
To anyone who has ever examined the brain of a patient with AD, it is evident that the disease is not simply an amyloidosis. AD is a multi-neuronal system disconnection syndrome of unknown etiology, with pronounced selective cell loss, synaptic dysfunction, atrophy, vascular pathology, tau pathology, in addition to intracellular Aβ disturbances and extracellular amyloid deposition, among other problems that may yet be discovered. It is not our intention to advocate any singular hypothesis of AD, rather to suggest that other treatment approaches and modalities should be pursued with a solid federal and private funding base in addition to amyloid-based clinical trials. An effective treatment will ultimately be a poly-pharmaceutical approach that targets both mechanisms underlying neurodegeneration as well as symptoms of cognitive decline until the etiology of AD is revealed.
References: Forman, M.S. Mufson, E.J., Leurgans, S., Pratico, D., Joyce, S., Leight, S., Lee, V.M.-Y. and J.Q. Trojanowski: Cortical Biochemistry in MCI and Alzheimer Disease, Neurology, 68: 757-763, 2007. Abstract
Mufson, E. J., Chen, E-Y., Cochran, E. J., Beckett, L. A., Bennett, D. A. and Kordower, J. H.: Entorhinal cortex beta amyloid load in individuals with mild cognitive impairment. Exp. Neurol., 158, 469-490, 1999. Abstract
Counts, S.E. and Mufson, E. J.: The role of nerve growth factor receptors in cholinergic basal forebrain degeneration in prodromal Alzheimer’s disease, J. Neuropath. Exper. Neurol., 64, 263-272, 2005. Abstract
View all comments by Stephen D. Ginsberg
View all comments by Elliott Mufson
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Related News: Chicago: Bapineuzumab’s Phase 2—Was the Data Better Than the Spin?
Comment by: john doe
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Submitted 22 March 2009
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Posted 24 March 2009
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Related News: Vienna: New Genes, Anyone? ICAD Saves Best for Last
Comment by: Sam Gandy
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Submitted 27 July 2009
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Posted 27 July 2009
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The Alzheimer's Association has held "odd year" (2003, 2005, 2007) meetings in D.C.
for several iterations with attendance in the 2,000-person range or below. Vienna ICAD 2009 was the first iteration of an odd-year meeting that was called "ICAD" and not "Prevention." In fact, compared to the prior odd-year meetings, attendance in Vienna showed a major uptick. This was surprising,
given the slow economy and the international location (U.S. meetings are always better attended than international meetings).
View all comments by Sam Gandy
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Related News: Paper Alert-cum-SfN: Bapineuzumab Published, More AN1792 Presented
Comment by: Elliott Mufson, ARF Advisor (Disclosure)
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Submitted 1 December 2009
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Posted 1 December 2009
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I recommend the Primary Papers
This may be a naive question, but if amyloid deposition in the brain is a critical factor in AD-related behavioral sequelae, why is it so difficult to induce a behavioral modification of statistical relevance following Aβ vaccination, since reports show a strong amyloid plaque clearance effect? View all comments by Elliott Mufson
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